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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $25.8M | +$546K | +21,830 | +2% |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.07M | -$736K | -29,427 | -15% |
|
| 3 |
EP
3
EPIQ Partners
Minneapolis,
Minnesota
| $2.28M | +$207K | +8,300 | +10% |
|
| 4 |
BBPWM
4
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2M | -$2.77K | -111 | -0.1% |
|
| 5 |
CL
5
CSS LLC
Chicago,
Illinois
| $1.68M | +$102K | +4,100 | +7% |
|
| 6 |
6
UBS Group
Zurich,
Switzerland
| $752K | +$11.5K | +460 | +2% |
|
| 7 |
SFS
7
Shaker Financial Services
Arlington,
Virginia
| $568K | -$20.8K | -832 | -4% |
|
| 8 |
KWA
8
KCS Wealth Advisory
Los Angeles,
California
| $271K | +$269K | +10,761 | New |
|
| 9 |
9
Wells Fargo
San Francisco,
California
| $126K | +$13.2K | +530 | +12% |
|
| 10 |
10
Morgan Stanley
New York
| $5K | – | – | – |
|
| 11 |
11
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$250K | -10,353 | Closed |
|
| 12 |
WAP
12
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| – | -$6K | -250 | Closed |
|