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Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B

Delisted

SPE.PRB was delisted on the 6th of July, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Relative Value Partners Group
1
Relative Value Partners Group
$26M +$25.9M +1,006,897 New
Rivernorth Capital Management
2
Rivernorth Capital Management
Florida
$5.36M +$5.33M +207,430 New
UBS Group
3
UBS Group
Switzerland
$2.46M +$2.45M +95,316 New
Blue Bell Private Wealth Management
4
Blue Bell Private Wealth Management
Pennsylvania
$2.42M +$2.41M +93,839 New
Shaker Financial Services
5
Shaker Financial Services
Virginia
$1.3M +$1.3M +50,464 New
Thomas J. Herzfeld Advisors
6
Thomas J. Herzfeld Advisors
Florida
$728K +$725K +28,218 New
FIMG
7
Financial & Investment Management Group
Michigan
$571K +$569K +22,142 New
CL
8
CSS LLC
Illinois
$161K +$161K +6,258 New
Wells Fargo
9
Wells Fargo
California
$117K +$116K +4,515 New
Morgan Stanley
10
Morgan Stanley
New York
$5K +$5.45K +212 New