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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $26M | +$25.9M | +1,006,897 | New |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $5.36M | +$5.33M | +207,430 | New |
|
| 3 |
3
UBS Group
Zurich,
Switzerland
| $2.46M | +$2.45M | +95,316 | New |
|
| 4 |
BBPWM
4
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.42M | +$2.41M | +93,839 | New |
|
| 5 |
SFS
5
Shaker Financial Services
Arlington,
Virginia
| $1.3M | +$1.3M | +50,464 | New |
|
| 6 |
TJHA
6
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $728K | +$725K | +28,218 | New |
|
| 7 |
FIMG
7
Financial & Investment Management Group
Traverse City,
Michigan
| $571K | +$569K | +22,142 | New |
|
| 8 |
CL
8
CSS LLC
Chicago,
Illinois
| $161K | +$161K | +6,258 | New |
|
| 9 |
9
Wells Fargo
San Francisco,
California
| $117K | +$116K | +4,515 | New |
|
| 10 |
10
Morgan Stanley
New York
| $5K | +$5.45K | +212 | New |
|