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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.12M | – | – | – |
|
|
BBPWM
2
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $1.89M | -$131K | -5,154 | -7% |
|
|
RVPG
3
Relative Value Partners Group
| – | -$25.9M | -1,027,556 | Closed |
|
|
EP
4
EPIQ Partners
Minneapolis,
Minnesota
| – | -$2.07M | -82,000 | Closed |
|
|
CL
5
CSS LLC
Chicago,
Illinois
| – | -$1.64M | -64,966 | Closed |
|
6
UBS Group
Zurich,
Switzerland
| – | -$758K | -30,059 | Closed |
|
|
SFS
7
Shaker Financial Services
Arlington,
Virginia
| – | -$508K | -20,153 | Closed |
|
|
KWA
8
KCS Wealth Advisory
Los Angeles,
California
| – | -$303K | -12,010 | Closed |
|
9
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$219K | -8,704 | Closed |
|
10
Wells Fargo
San Francisco,
California
| – | -$118K | -4,686 | Closed |
|
|
TFM
11
TFC Financial Management
Boston,
Massachusetts
| – | -$7K | -287 | Closed |
|
12
Morgan Stanley
New York
| – | -$5K | -192 | Closed |
|