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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $25.8M | -$324K | -12,939 | -1% |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.79M | – | – | – |
|
| 3 |
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.12M | -$63.7K | -2,544 | -3% |
|
| 4 |
CL
4
CSS LLC
Chicago,
Illinois
| $1.4M | +$206K | +8,229 | +17% |
|
| 5 |
5
UBS Group
Zurich,
Switzerland
| $985K | +$26.8K | +1,071 | +3% |
|
| 6 |
SFS
6
Shaker Financial Services
Arlington,
Virginia
| $839K | – | – | – |
|
| 7 |
7
Wells Fargo
San Francisco,
California
| $110K | – | – | – |
|
| 8 |
NC
8
NewSquare Capital
Newtown Square,
Pennsylvania
| $8K | +$4.03K | +161 | +100% |
|
| 9 |
WAP
9
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| $6K | – | – | – |
|
| 10 |
10
Morgan Stanley
New York
| $5K | – | – | – |
|