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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.86M | -$411K | -16,150 | -8% |
|
| 2 |
BBPWM
2
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.34M | -$46.3K | -1,818 | -2% |
|
| 3 |
FIMG
3
Financial & Investment Management Group
Traverse City,
Michigan
| $557K | -$5.58K | -219 | -1% |
|
| 4 |
TJHA
4
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $119K | -$599K | -23,519 | -83% |
|
| 5 |
RVPG
5
Relative Value Partners Group
| – | -$26M | -1,006,897 | Closed |
|
| 6 |
6
UBS Group
Zurich,
Switzerland
| – | -$2.46M | -95,316 | Closed |
|
| 7 |
SFS
7
Shaker Financial Services
Arlington,
Virginia
| – | -$1.3M | -50,464 | Closed |
|
| 8 |
CL
8
CSS LLC
Chicago,
Illinois
| – | -$161K | -6,258 | Closed |
|
| 9 |
9
Wells Fargo
San Francisco,
California
| – | -$117K | -4,515 | Closed |
|
| 10 |
10
Morgan Stanley
New York
| – | -$5K | -212 | Closed |
|