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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $25M | -$92.5K | -3,605 | -0.4% |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.88M | – | – | – |
|
| 3 |
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.22M | -$5.64K | -220 | -0.3% |
|
| 4 |
4
UBS Group
Zurich,
Switzerland
| $1.18M | +$13.2K | +514 | +1% |
|
| 5 |
CL
5
CSS LLC
Chicago,
Illinois
| $1.04M | +$97.3K | +3,794 | +10% |
|
| 6 |
SFS
6
Shaker Financial Services
Arlington,
Virginia
| $931K | – | – | – |
|
| 7 |
FIMG
7
Financial & Investment Management Group
Traverse City,
Michigan
| $485K | -$6.26K | -244 | -1% |
|
| 8 |
8
Wells Fargo
San Francisco,
California
| $112K | +$2.05K | +80 | +2% |
|
| 9 |
CPIG
9
Chicago Partners Investment Group
Chicago,
Illinois
| $19K | -$25.7K | -1,001 | -57% |
|
| 10 |
WAP
10
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| $6K | – | – | – |
|
| 11 |
11
Morgan Stanley
New York
| $5K | – | – | – |
|
| 12 |
12
CIBC Private Wealth Group
Atlanta,
Georgia
| – | -$48K | -1,873 | Closed |
|