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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $26.8M | +$26.9M | +1,051,567 | New |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.87M | – | – | – |
|
| 3 |
3
UBS Group
Zurich,
Switzerland
| $2.48M | +$2.51M | +98,089 | New |
|
| 4 |
BBPWM
4
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.31M | -$19.9K | -778 | -0.8% |
|
| 5 |
SFS
5
Shaker Financial Services
Arlington,
Virginia
| $929K | +$934K | +36,515 | New |
|
| 6 |
CL
6
CSS LLC
Chicago,
Illinois
| $746K | +$747K | +29,212 | New |
|
| 7 |
FIMG
7
Financial & Investment Management Group
Traverse City,
Michigan
| $543K | -$12K | -469 | -2% |
|
| 8 |
8
Wells Fargo
San Francisco,
California
| $114K | +$116K | +4,515 | New |
|
| 9 |
TJHA
9
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $112K | -$7.73K | -302 | -6% |
|
| 10 |
WAM
10
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| $14K | – | – | – |
|
| 11 |
11
Morgan Stanley
New York
| $5K | +$5.42K | +212 | New |
|