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SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB
Delisted
SPE.PRB was delisted on the 6th of July, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RVPG
1
Relative Value Partners Group
| $25.6M | -$542K | -21,291 | -2% |
|
| 2 |
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.89M | – | – | – |
|
| 3 |
EP
3
EPIQ Partners
Minneapolis,
Minnesota
| $2.09M | +$2.08M | +81,700 | New |
|
| 4 |
BBPWM
4
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.07M | +$41K | +1,610 | +2% |
|
| 5 |
CL
5
CSS LLC
Chicago,
Illinois
| $1.46M | +$585 | +23 | +0% |
|
| 6 |
6
UBS Group
Zurich,
Switzerland
| $1.04M | +$148K | +5,800 | +17% |
|
| 7 |
SFS
7
Shaker Financial Services
Arlington,
Virginia
| $657K | -$45.1K | -1,774 | -6% |
|
| 8 |
8
Wells Fargo
San Francisco,
California
| $114K | +$2.44K | +96 | +2% |
|
| 9 |
NC
9
NewSquare Capital
Newtown Square,
Pennsylvania
| $8K | – | – | – |
|
| 10 |
WAP
10
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| $6K | – | – | – |
|
| 11 |
11
Morgan Stanley
New York
| $5K | -$509 | -20 | -9% |
|