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State Street SPDR US Small Cap Low Volatility Index ETF

75 hedge funds and large institutions have $111M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

3.88% less ownership

Funds ownership: 52.09%48.21% (-3.9%)

15% less funds holding

Funds holding: 8875 (-13)

27% less capital invested

Capital invested by funds: $153M → $111M (-$41.9M)

43% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 21

Holders
75
Holders Change
-13
Holders Change %
-14.77%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
26
Reduced
25
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KA
76
Kovack Advisors
Florida
-$972K -9,716 Closed
CFD
77
Creative Financial Designs
Indiana
-$951K -9,526 Closed
Jane Street
78
Jane Street
New York
-$866K -8,652 Closed
JWCA
79
J.W. Cole Advisors
Florida
-$705K -7,044 Closed
MA
80
MONECO Advisors
Connecticut
-$679K -6,718 Closed
RJA
81
Raymond James & Associates
Florida
-$551K -5,505 Closed
SFS
82
Sowell Financial Services
Arkansas
-$482K -4,818 Closed
AWM
83
AE Wealth Management
Kansas
-$424K -4,239 Closed
CPA
84
Capital Planning Advisors
California
-$302K -3,019 Closed
FHC
85
First Heartland Consultants
Missouri
-$277K -2,770 Closed
Baird Financial Group
86
Baird Financial Group
Wisconsin
-$250K -2,500 Closed
Cetera Investment Advisers
87
Cetera Investment Advisers
Illinois
-$246K -2,448 Closed
WCF
88
West Coast Financial
California
-$229K -2,290 Closed
IFWM
89
Institute for Wealth Management
Colorado
-$227K -2,272 Closed
PA
90
PSI Advisors
Florida
-$173K -1,734 Closed
ACM
91
Anfield Capital Management
California
-$152K -1,526 Closed
VCP
92
Verus Capital Partners
Arizona
-$129K -1,289 Closed
CF
93
Centaurus Financial
California
-$114K -1,137 Closed
TFS
94
TrustCore Financial Services
Tennessee
-$10K -103 Closed
JWA
95
JFS Wealth Advisors
Pennsylvania
-$3K -30 Closed
Fidelity Investments
96
Fidelity Investments
Massachusetts
+$89 +1 New

SMLV Hedge Fund Activity: Q1 2020 in Review

75 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q1 2020, worth a combined $111M — down 27% from $153M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SMLV and 12 opened new positions — a net loss of 9 holders — while 25 trimmed existing stakes and 26 added.

The largest buyer was Affiance Financial, opening a new position worth an estimated $11.9M. The largest seller was Ameriprise, cutting an estimated $2.86M.

  • 75 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q1 2020, down from 88 in Q4 2019.
  • Funds reported $111M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q1 2020, down 27% quarter-over-quarter.
  • 12 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q1 2020 and 21 closed out, a net change of -9 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q1 2020 was Affiance Financial, an estimated $11.9M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q1 2020 was Ameriprise, an estimated $2.86M sold.

Based on aggregated 13F filings for Q1 2020.