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State Street SPDR US Small Cap Low Volatility Index ETF

75 hedge funds and large institutions have $111M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

3.88% less ownership

Funds ownership: 52.09%48.21% (-3.9%)

15% less funds holding

Funds holding: 8875 (-13)

27% less capital invested

Capital invested by funds: $153M → $111M (-$41.9M)

43% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 21

Holders
75
Holders Change
-13
Holders Change %
-14.77%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
26
Reduced
25
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VNA
51
Valley National Advisers
Pennsylvania
$84K -$156K -1,751 -58%
MWM
52
MBE Wealth Management
Wisconsin
$80K +$109K +1,219 New
PFGIA
53
Patriot Financial Group Insurance Agency
Massachusetts
$51K -$40.9K -458 -37%
US Bancorp
54
US Bancorp
Minnesota
$41K +$268 +3 +0.5%
CFGS
55
Concourse Financial Group Securities
Alabama
$36K +$357 +4 +0.7%
EIP
56
Ellis Investment Partners
Pennsylvania
$36K +$357 +4 +0.7%
CIAS
57
Capital Investment Advisory Services
North Carolina
$25K -$130K -1,454 -79%
WP
58
WealthShield Partners
North Carolina
$15K
William Blair & Company
59
William Blair & Company
Illinois
$15K
Wells Fargo
60
Wells Fargo
California
$10K -$89 -1 -0.7%
ADL
61
Asset Dedication LLC
California
$9K
BWL
62
Bogart Wealth LLC
Virginia
$8K -$18.2K -204 -61%
JPLA
63
Joseph P. Lucia & Associates
New York
$8K
IA
64
IFP Advisors
Florida
$8K +$2.68K +30 +36%
SPIA
65
Steward Partners Investment Advisory
New York
$8K +$11.2K +125 New
SIM
66
Sonora Investment Management
Arizona
$7K
RFA
67
Reilly Financial Advisors
California
$6K -$2.06M -23,066 -100%
GWM
68
Geneos Wealth Management
Colorado
$6K
LFG
69
LifePlan Financial Group
Ohio
$4K
PFSC
70
Peoples Financial Services Corp
Pennsylvania
$4K
AIC
71
Ameritas Investment Company
Nebraska
$4K +$6.61K +74 New
AIP
72
Ameritas Investment Partners
Nebraska
$2K
BlackRock
73
BlackRock
New York
$1K -$357 -4 -16%
Royal Bank of Canada
74
Royal Bank of Canada
Ontario, Canada
$1K
JFA
75
Johanson Financial Advisors
California
-$1.77M -177,454 Closed

SMLV Hedge Fund Activity: Q1 2020 in Review

75 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q1 2020, worth a combined $111M — down 27% from $153M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SMLV and 12 opened new positions — a net loss of 9 holders — while 25 trimmed existing stakes and 26 added.

The largest buyer was Affiance Financial, opening a new position worth an estimated $11.9M. The largest seller was Ameriprise, cutting an estimated $2.86M.

  • 75 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q1 2020, down from 88 in Q4 2019.
  • Funds reported $111M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q1 2020, down 27% quarter-over-quarter.
  • 12 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q1 2020 and 21 closed out, a net change of -9 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q1 2020 was Affiance Financial, an estimated $11.9M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q1 2020 was Ameriprise, an estimated $2.86M sold.

Based on aggregated 13F filings for Q1 2020.