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State Street SPDR US Small Cap Low Volatility Index ETF

75 hedge funds and large institutions have $111M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

3.88% less ownership

Funds ownership: 52.09%48.21% (-3.9%)

15% less funds holding

Funds holding: 8875 (-13)

27% less capital invested

Capital invested by funds: $153M → $111M (-$41.9M)

43% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 21

Holders
75
Holders Change
-13
Holders Change %
-14.77%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
26
Reduced
25
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AI
26
Atria Investments
North Carolina
$1.05M -$404K -4,526 -22%
Morgan Stanley
27
Morgan Stanley
New York
$885K -$93.3K -1,044 -7%
CAL
28
Capital Analysts LLC
Pennsylvania
$849K -$261K -2,924 -19%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$797K +$278K +3,111 +35%
PSF
30
Pacific Sun Financial
California
$669K +$77K +862 +9%
RMA
31
Roffman Miller Associates
Pennsylvania
$538K -$2.5K -28 -0.3%
FHA
32
Flagship Harbor Advisors
Massachusetts
$532K -$155K -1,740 -18%
Goldman Sachs
33
Goldman Sachs
New York
$509K
COF
34
Capital One Financial
Virginia
$440K +$595K +6,658 New
CA
35
Cetera Advisors
Colorado
$417K -$4.73K -53 -0.8%
1W
36
1776 Wealth
Georgia
$395K +$183K +2,050 +79%
OIA
37
OneDigital Investment Advisors
Kansas
$374K +$68.9K +771 +16%
PCS
38
Personal CFO Solutions
New Jersey
$350K -$54.5K -610 -10%
CC
39
Courier Capital
New York
$281K
HC
40
HNP Capital
New York
$281K +$378K +4,235 New
GVAG
41
Great Valley Advisor Group
Delaware
$274K +$112K +1,254 +43%
Citadel Advisors
42
Citadel Advisors
Florida
$245K +$35.6K +399 +12%
22CM
43
20/20 Capital Management
California
$238K -$18.3K -205 -6%
Stifel Financial
44
Stifel Financial
Missouri
$232K +$41.3K +462 +15%
AP
45
Appleton Partners
Massachusetts
$229K -$88.2K -988 -22%
APA
46
American Portfolios Advisors
New York
$198K +$268K +2,998 New
TWA
47
TCI Wealth Advisors
Arizona
$181K +$244K +2,733 New
NFG
48
Next Financial Group
Texas
$146K +$50.4K +564 +34%
CAC
49
Certified Advisory Corp
Florida
$144K +$195K +2,178 New
BBA
50
Braun-Bostich & Associates
Pennsylvania
$93K +$89 +1 +0.1%

SMLV Hedge Fund Activity: Q1 2020 in Review

75 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q1 2020, worth a combined $111M — down 27% from $153M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of SMLV and 12 opened new positions — a net loss of 9 holders — while 25 trimmed existing stakes and 26 added.

The largest buyer was Affiance Financial, opening a new position worth an estimated $11.9M. The largest seller was Ameriprise, cutting an estimated $2.86M.

  • 75 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q1 2020, down from 88 in Q4 2019.
  • Funds reported $111M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q1 2020, down 27% quarter-over-quarter.
  • 12 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q1 2020 and 21 closed out, a net change of -9 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q1 2020 was Affiance Financial, an estimated $11.9M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q1 2020 was Ameriprise, an estimated $2.86M sold.

Based on aggregated 13F filings for Q1 2020.