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Sumitomo Mitsui Financial

223 hedge funds and large institutions have $1.27B invested in Sumitomo Mitsui Financial in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 74 increasing their positions, 97 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

0.19% less ownership

Funds ownership: 13.77%13.58% (-0.19%)

6% less capital invested

Capital invested by funds: $1.36B → $1.27B (-$85M)

14% less funds holding

Funds holding: 258223 (-35)

24% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 97

62% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 53

98% less call options, than puts

Call options by funds: $28K | Put options by funds: $1.32M

Holders
223
Holders Change
-35
Holders Change %
-13.57%
% of All Funds
4.89%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
20
Increased
74
Reduced
97
Closed
53
Calls
$28K
Puts
$1.32M
Net Calls
-$1.29M
Net Calls Change
-$62K
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
151
Commonwealth Equity Services
Massachusetts
$94K -$6.1K -893 -6%
Janney Montgomery Scott
152
Janney Montgomery Scott
Pennsylvania
$81K -$1.26M -184,849 -94%
State Street
153
State Street
Massachusetts
$81K
PCG
154
Private Capital Group
Connecticut
$81K +$36K +5,264 +80%
CS
155
Comerica Securities
Michigan
$79K -$44.5K -6,510 -36%
Boston Partners
156
Boston Partners
Massachusetts
$77K -$25.8K -3,776 -25%
OMC
157
Old Mission Capital
Illinois
$75K -$1.58M -231,021 -95%
PTC
158
Private Trust Company
Ohio
$74K +$74.8K +10,945 New
MCM
159
MAI Capital Management
Ohio
$72K -$71.4K -10,456 -50%
TP
160
Tranquility Partners
Tennessee
$72K
TRCT
161
Tower Research Capital (TRC)
New York
$71K +$63K +9,220 +818%
KMWM
162
Keudell/Morrison Wealth Management
Oregon
$70K
Thrivent Financial for Lutherans
163
Thrivent Financial for Lutherans
Minnesota
$68K +$68.7K +10,053 New
CBT
164
Capital Bank & Trust
California
$67K -$1.14K -167 -2%
PB
165
Pinnacle Bancorp
Nebraska
$52K +$9.38K +1,373 +22%
ZB
166
Zions Bancorporation
Utah
$47K -$1.45K -212 -3%
EW
167
Evoke Wealth
California
$46.2K +$46.2K +6,756 New
Group One Trading
168
Group One Trading
Illinois
$42K +$21.9K +3,200 +109%
SPIA
169
Steward Partners Investment Advisory
New York
$38K +$2.93K +429 +8%
Rockefeller Capital Management
170
Rockefeller Capital Management
New York
$37K -$46K -6,736 -56%
PA
171
Parallel Advisors
California
$32K -$18.1K -2,645 -36%
BBHC
172
Brown Brothers Harriman & Co
New York
$31K +$17.6K +2,569 +131%
LWM
173
Liberty Wealth Management
California
$30K -$24.9K -3,640 -45%
EFSCE
174
Enterprise Financial Services Corp (EFSC)
Missouri
$30K -$12.6K -1,840 -29%
BL
175
Balentine LLC
Georgia
$26K +$6.43K +942 +33%

SMFG Hedge Fund Activity: Q3 2019 in Review

223 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2019, worth a combined $1.27B — down 6.3% from $1.36B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of SMFG and 20 opened new positions — a net loss of 33 holders — while 97 trimmed existing stakes and 74 added.

The largest buyer was LMR Partners, adding an estimated $67.2M. The largest seller was Cambiar Investors, exiting entirely with an estimated $110M sold.

  • 223 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2019, down from 258 in Q2 2019.
  • Funds reported $1.27B of Sumitomo Mitsui Financial stock for Q3 2019, down 6.3% quarter-over-quarter.
  • 20 funds opened new Sumitomo Mitsui Financial positions in Q3 2019 and 53 closed out, a net change of -33 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2019 was LMR Partners, an estimated $67.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2019 was Cambiar Investors, an estimated $110M sold.

Based on aggregated 13F filings for Q3 2019.