Capital Bank & Trust’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Capital Bank & Trust’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-4,507	Closed	-$33K	–	781
2019 Q4	$33K	Sell	4,507 -5,233	-54%	-$37.6K	﹤0.01%	483
2019 Q3	$67K	Sell	9,740 -167	-2%	-$1.14K	﹤0.01%	407
2019 Q2	$70K	Sell	9,907 -243	-2%	-$1.72K	﹤0.01%	396
2019 Q1	$71K	Sell	10,150 -2,602	-20%	-$18.6K	﹤0.01%	376
2018 Q4	$83K	Buy	12,752 +5,854	+85%	+$43.7K	﹤0.01%	363
2018 Q3	$55K	Buy	6,898 +6,753	+4,657%	+$53.4K	﹤0.01%	440
2018 Q2	$1K	Sell	145 -277,411	-100%	-$2.3M	﹤0.01%	672
2018 Q1	$2.36M	Buy	277,556 +2,144	+0.8%	+$19.2K	0.03%	159
2017 Q4	$2.39M	Sell	275,412 -587,854	-68%	-$4.76M	0.03%	161
2017 Q3	$6.66M	Buy	863,266 +55,183	+7%	+$421K	0.08%	135
2017 Q2	$6.35M	Buy	+808,083	New	+$6M	0.08%	138

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LMR Partners London, United Kingdom $26.8B AUM 68.38% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Capital Bank & Trust's SMFG Position: Q1 2020 in Review

Capital Bank & Trust sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q1 2020, closing a stake of 4,507 shares — an estimated $33K sold.

Capital Bank & Trust first reported a position in SMFG in Q2 2017 and held it in 11 quarters. The position peaked at $6.66M in Q3 2017. 219 funds tracked by Wall St. Rank hold SMFG as of Q1 2020.

Capital Bank & Trust reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q1 2020 after selling out during the quarter.
Capital Bank & Trust sold 4,507 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q1 2020, an estimated $33K.
Capital Bank & Trust first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2017 and held it in 11 quarters.
Capital Bank & Trust's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $6.66M in Q3 2017.
219 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q1 2020.

Based on Capital Bank & Trust's 13F filing for Q1 2020, filed 15 May 2020.