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Sumitomo Mitsui Financial
SMFG

Overview Fund Activity

162 hedge funds and large institutions have $1.08B invested in Sumitomo Mitsui Financial in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 69 increasing their positions, 40 reducing their positions, and 11 closing their positions.

Holders
162
Holders Change
+10
Holders Change %
+6.58%
% of All Funds
4.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
21
Increased
69
Reduced
40
Closed
11
Calls
$11.1M
Puts
$7.85M
Net Calls
+$3.23M
Net Calls Change
+$48B

Top Buyers

1
MAA
1
Managed Account Advisors
New Jersey
$108M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$113M
3
Morgan Stanley
3
Morgan Stanley
New York
$143M
4
Wells Fargo
4
Wells Fargo
California
$52.4M
5
CI
5
Cambiar Investors
Colorado
$76.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$8.07M
2
NM
2
Nokota Management
New York
$4.5M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$2.28M
4
Millennium Management
4
Millennium Management
New York
$919K
5
HCMT
5
Highland Capital Management (Texas)
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LWA
151
Lenox Wealth Advisors
New York
$8K +$8K +957 New
JFA
152
JNBA Financial Advisors
Minnesota
$8K +$8K +1,005 New
M
153
MOTCO
Texas
$7K – – –
DADC
154
D.A. Davidson & Co
Montana
$4K +$413 +61 +12%
Nomura Holdings
155
Nomura Holdings
Japan
$4K +$3.98K +501 +16,700%
PTC
156
Private Trust Company
Ohio
$3K – – –
RIA
157
Regal Investment Advisors
Michigan
$2K +$29 +3 +1%
MFS
158
MSI Financial Services
Massachusetts
$1K – – –
S
159
SignatureFD
Georgia
$1K – – –
FNBT
160
FineMark National Bank & Trust
Florida
$1K – – –
FCCM
161
First City Capital Management
Georgia
$943 – – –
HJGA
162
Hardman Johnston Global Advisors
Connecticut
– -$509K -60,110 Closed
Susquehanna International Group
163
Susquehanna International Group
Pennsylvania
– -$287K -33,831 Closed
HCMT
164
Highland Capital Management (Texas)
Texas
– -$1.01M -20,700 Closed
CRC
165
Curi RMB Capital
Illinois
– -$90K -10,576 Closed
TRCT
166
Tower Research Capital (TRC)
New York
– -$48K -5,621 Closed
PAS
167
Partnervest Advisory Services
California
– -$24K -2,861 Closed
VAM
168
Visionary Asset Management
Texas
– -$17K -1,966 Closed
BRWA
169
B. Riley Wealth Advisors
Florida
– -$9.18K -1,084 Closed
Federated Hermes
170
Federated Hermes
Pennsylvania
– -$6K -650 Closed
CFA
171
Carroll Financial Associates
North Carolina
– -$3K -340 Closed
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