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Sumitomo Mitsui Financial

162 hedge funds and large institutions have $1.08B invested in Sumitomo Mitsui Financial in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 69 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

73% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 40

41% more call options, than puts

Call options by funds: $11.1M | Put options by funds: $7.85M

7% more funds holding

Funds holding: 152162 (+10)

6% more capital invested

Capital invested by funds: $1.02B → $1.08B (+$61.3M)

0.81% more ownership

Funds ownership: 8.5%9.3% (+0.81%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
162
Holders Change
+10
Holders Change %
+6.58%
% of All Funds
4.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
69
Reduced
40
Closed
11
Calls
$11.1M
Puts
$7.85M
Net Calls
+$3.23M
Net Calls Change
+$48B
Name Holding Trade Value Shares
Change
Change in
Stake
LWA
151
Lenox Wealth Advisors
New York
$8K +$7.85K +957 New
JFA
152
JNBA Financial Advisors
Minnesota
$8K +$8.24K +1,005 New
M
153
MOTCO
Texas
$7K
DADC
154
D.A. Davidson & Co
Montana
$4K +$500 +61 +12%
Nomura Holdings
155
Nomura Holdings
Japan
$4K +$4.11K +501 +16,700%
PTC
156
Private Trust Company
Ohio
$3K
RIA
157
Regal Investment Advisors
Michigan
$2K +$25 +3 +1%
FNBT
158
FineMark National Bank & Trust
Florida
$1K
MFS
159
MSI Financial Services
Massachusetts
$1K
S
160
SignatureFD
Georgia
$1K
FCCM
161
First City Capital Management
Georgia
$943
HJGA
162
Hardman Johnston Global Advisors
Connecticut
-$509K -60,110 Closed
Susquehanna International Group
163
Susquehanna International Group
Pennsylvania
-$277K -33,831 Closed
HCMT
164
Highland Capital Management (Texas)
Texas
-$1.01M -20,700 Closed
CRC
165
Curi RMB Capital
Illinois
-$90K -10,576 Closed
TRCT
166
Tower Research Capital (TRC)
New York
-$48K -5,621 Closed
PAS
167
Partnervest Advisory Services
California
-$24K -2,861 Closed
VAM
168
Visionary Asset Management
Texas
-$17K -1,966 Closed
BRWA
169
B. Riley Wealth Advisors
Florida
-$9.18K -1,084 Closed
Federated Hermes
170
Federated Hermes
Pennsylvania
-$6K -650 Closed
CFA
171
Carroll Financial Associates
North Carolina
-$2.79K -340 Closed
Northwestern Mutual Wealth Management
172
Northwestern Mutual Wealth Management
Wisconsin
-$2.02K -247 -91%

SMFG Hedge Fund Activity: Q3 2014 in Review

162 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2014, worth a combined $1.08B — up 6% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMFG positions and 11 closed out — a net gain of 10 holders — while 69 added to existing stakes and 40 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $26.2M. The largest seller was Neuberger Berman Group, cutting an estimated $18.8M.

  • 162 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2014, up from 152 in Q2 2014.
  • Funds reported $1.08B of Sumitomo Mitsui Financial stock for Q3 2014, up 6% quarter-over-quarter.
  • 21 funds opened new Sumitomo Mitsui Financial positions in Q3 2014 and 11 closed out, a net change of +10 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2014 was Managed Account Advisors, an estimated $26.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2014 was Neuberger Berman Group, an estimated $18.8M sold.

Based on aggregated 13F filings for Q3 2014.