Curi RMB Capital’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Curi RMB Capital’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-31,001	Closed	-$219K	–	787
2019 Q2	$219K	Sell	31,001 -2,485	-7%	-$17.6K	0.01%	685
2019 Q1	$235K	Sell	33,486 -1,986	-6%	-$14.2K	0.01%	714
2018 Q4	$231K	Sell	35,472 -1,774	-5%	-$13.2K	0.01%	802
2018 Q3	$299K	Sell	37,246 -15,786	-30%	-$125K	0.01%	732
2018 Q2	$412K	Sell	53,032 -5,739	-10%	-$47.7K	0.01%	661
2018 Q1	$500K	Sell	58,771 -711	-1%	-$6.35K	0.01%	617
2017 Q4	$517K	Buy	59,482 +7,210	+14%	+$58.4K	0.01%	599
2017 Q3	$404K	Buy	52,272 +4,599	+10%	+$35.1K	0.01%	556
2017 Q2	$375K	Buy	+47,673	New	+$354K	0.01%	576
2014 Q3	–	Sell	-10,576	Closed	-$90K	–	456
2014 Q2	$90K	Sell	10,576 -5,286	-33%	-$43.5K	0.01%	423
2014 Q1	$137K	Sell	15,862 -5,009	-24%	-$46.9K	0.01%	366
2013 Q4	$219K	Sell	20,871 -3,772	-15%	-$37.5K	0.02%	336
2013 Q3	$240K	Sell	24,643 -8,655	-26%	-$82.2K	0.02%	330
2013 Q2	$307K	Buy	+33,298	New	+$297K	0.02%	286

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

LMR Partners London, United Kingdom $26.8B AUM 68.38% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Curi RMB Capital's SMFG Position: Q3 2019 in Review

Curi RMB Capital sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q3 2019, closing a stake of 31,001 shares — an estimated $219K sold.

Curi RMB Capital first reported a position in SMFG in Q2 2013 and held it in 14 quarters. The position peaked at $517K in Q4 2017. 223 funds tracked by Wall St. Rank hold SMFG as of Q3 2019.

Curi RMB Capital reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q3 2019 after selling out during the quarter.
Curi RMB Capital sold 31,001 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q3 2019, an estimated $219K.
Curi RMB Capital first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and held it in 14 quarters.
Curi RMB Capital's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $517K in Q4 2017.
223 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q3 2019.

Based on Curi RMB Capital's 13F filing for Q3 2019, filed 12 Nov 2019.