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Sumitomo Mitsui Financial
SMFG

141 hedge funds and large institutions have $959M invested in Sumitomo Mitsui Financial in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 59 increasing their positions, 40 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 40

13% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 15

6% more capital invested

Capital invested by funds: $908M → $959M (+$51.1M)

0.01% more ownership

Funds ownership: 6.96% → 6.98% (+0.01%)

0% more funds holding

Funds holding: 141 → 141 (0)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

91% less call options, than puts

Call options by funds: $13K | Put options by funds: $138K

Holders
141
Holders Change
–
Holders Change %
0%
% of All Funds
4.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
17
Increased
59
Reduced
40
Closed
15
Calls
$13K
Puts
$138K
Net Calls
-$125K
Net Calls Change
-$166K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$21.1M
2
ClearBridge Investments
ClearBridge Investments
New York
+$12.5M
3
FWCM
Ferguson Wellman Capital Management
Oregon
+$7.97M
4
NM
Nokota Management
New York
+$3.42M
5
Northern Trust
Northern Trust
Illinois
+$3.09M

Top Sellers

Rank Fund Capital Flow
1
BIP
Brandes Investment Partners
California
-$31.5M
2
MAMNY
Marathon Asset Management (New York)
New York
-$11.3M
3
IG
ING Group
Netherlands
-$10.7M
4
CGI
CI Global Investments
California
-$7.84M
5
Lazard Asset Management
Lazard Asset Management
New York
-$6.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
M
126
MOTCO
Texas
$9K – – –
FHA
127
First Horizon Advisors
Tennessee
$7K -$3.03K -319 -30%
NC
128
NewSquare Capital
Pennsylvania
$7K +$6.46K +680 New
HNB
129
Huntington National Bank
Ohio
$6K – – –
Bank of Montreal
130
Bank of Montreal
Ontario, Canada
$5K – – –
MA
131
MUFG Americas
New York
$5K – – –
WA
132
Waverly Advisors
Alabama
$5K +$5.16K +544 New
NES
133
New England Securities
New York
$3K – – –
AIG
134
American International Group
New York
$3K – – –
PAS
135
Partnervest Advisory Services
California
$2K – – –
RIA
136
Regal Investment Advisors
Michigan
$2K +$28 +3 +1%
BC
137
Bartlett & Co
Ohio
$2K +$1.99K +210 New
FNBT
138
FineMark National Bank & Trust
Florida
$1K – – –
S
139
SignatureFD
Georgia
$1K – – –
ECM
140
ETrade Capital Management
Virginia
$1K +$570 +60 New
CGI
141
CI Global Investments
California
– -$7.84M -850,000 Closed
PRC
142
Platte River Capital
Colorado
– -$1.56M -169,560 Closed
Susquehanna International Group
143
Susquehanna International Group
Pennsylvania
– -$303K -32,811 Closed
HI
144
HBK Investments
Texas
– -$187K -20,240 Closed
NCCM
145
Nine Chapters Capital Management
New Jersey
– -$174K -18,900 Closed
Two Sigma Investments
146
Two Sigma Investments
New York
– -$156K -16,909 Closed
Thrivent Financial for Lutherans
147
Thrivent Financial for Lutherans
Minnesota
– -$147 -15,900 Closed
UCFA
148
United Capital Financial Advisors
Texas
– -$128K -13,895 Closed
WB
149
WesBanco Bank
West Virginia
– -$123K -13,360 Closed
BSW
150
Buckingham Strategic Wealth
Missouri
– -$106K -11,513 Closed
3 4 5
6
7

SMFG Hedge Fund Activity: Q3 2013 in Review

141 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2013, worth a combined $959M — up 5.6% from $908M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SMFG positions and 15 closed out — a net gain of 2 holders — while 59 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $21.1M. The largest seller was Brandes Investment Partners, cutting an estimated $31.5M.

  • 141 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $959M of Sumitomo Mitsui Financial stock for Q3 2013, up 5.6% quarter-over-quarter.
  • 17 funds opened new Sumitomo Mitsui Financial positions in Q3 2013 and 15 closed out, a net change of +2 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2013 was Morgan Stanley, an estimated $21.1M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2013 was Brandes Investment Partners, an estimated $31.5M sold.

Based on aggregated 13F filings for Q3 2013.