Platte River Capital’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Platte River Capital’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-29,500	Closed	-$255K	–	219
2014 Q1	$255K	Sell	29,500 -187,200	-86%	-$1.75M	0.03%	191
2013 Q4	$2.27M	Buy	+216,700	New	+$2.16M	0.29%	114
2013 Q3	–	Sell	-169,560	Closed	-$1.56M	–	222
2013 Q2	$1.56M	Buy	+169,560	New	+$1.51M	0.18%	132

Other funds holding SMFG

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

Platte River Capital's SMFG Position: Q2 2014 in Review

Platte River Capital sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q2 2014, closing a stake of 29,500 shares — an estimated $255K sold.

Platte River Capital first reported a position in SMFG in Q2 2013 and held it in 3 quarters. The position peaked at $2.27M in Q4 2013. 152 funds tracked by Wall St. Rank hold SMFG as of Q2 2014.

Platte River Capital reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q2 2014 after selling out during the quarter.
Platte River Capital sold 29,500 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q2 2014, an estimated $255K.
Platte River Capital first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and held it in 3 quarters.
Platte River Capital's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $2.27M in Q4 2013.
152 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q2 2014.

Based on Platte River Capital's 13F filing for Q2 2014, filed 29 Jul 2014.