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State Street SPDR S&P 600 Small Cap Value ETF
SLYV

49 hedge funds and large institutions have $60.1M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2014 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

19% more capital invested

Capital invested by funds: $50.7M → $60.1M (+$9.43M)

7% more funds holding

Funds holding: 46 → 49 (+3)

4.64% more ownership

Funds ownership: 36.74% → 41.38% (+4.6%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
49
Holders Change
+3
Holders Change %
+6.52%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
15
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.56M
2
BRWA
B. Riley Wealth Advisors
Florida
+$1.58M
3
WA
WealthTrust-Arizona
Arizona
+$1.49M
4
Bank of America
Bank of America
North Carolina
+$1.38M
5
LPL Financial
LPL Financial
California
+$1.04M

Top Sellers

1
TCM
Tradewinds Capital Management
Washington
-$1.37M
2
AP
Advisors Preferred
Maryland
-$619K
3
CK
Carnick & Kubik
Colorado
-$405K
4
Wells Fargo
Wells Fargo
California
-$405K
5
U
UBS
Switzerland
-$180K
Name Holding Trade Value Shares
Change 		Change in
Stake
KFS
26
KMS Financial Services
Washington
$361K +$50.2K +940 +17%
DIA
27
Denver Investment Advisors
Colorado
$337K +$37.9K +710 +13%
SAM
28
Silvercrest Asset Management
New York
$280K -$32.1K -600 -11%
AIG
29
American International Group
New York
$268K +$2.99K +56 +1%
FAAS
30
First Allied Advisory Services
California
$240K +$233K +4,366 New
US Bancorp
31
US Bancorp
Minnesota
$166K – – –
Creative Planning
32
Creative Planning
Kansas
$153K -$107 -2 -0.1%
FCCM
33
First City Capital Management
Georgia
$99.2K – – –
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$85K – – –
GSC
35
Ground Swell Capital
South Carolina
$74K +$71.4K +1,336 New
CDIA
36
Capital Directions Investment Advisors
Georgia
$63K – – –
WA
37
WFG Advisors
Texas
$55K – – –
MFS
38
MSI Financial Services
Massachusetts
$49K +$7.48K +140 +19%
M&T Bank
39
M&T Bank
New York
$42K – – –
WEC
40
Winslow Evans & Crocker
Massachusetts
$38.6K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$25K – – –
BRWM
42
B. Riley Wealth Management
Tennessee
$23K – – –
AWM
43
Avior Wealth Management
Nebraska
$15K +$1.92K +36 +15%
TAIM
44
TD Ameritrade Investment Management
Nebraska
$13K -$2.56K -48 -17%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$11K – – –
S
46
SignatureFD
Georgia
$10K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$2K +$2.14K +40 New
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$1K – – –
VIA
49
Vantage Investment Advisors
Pennsylvania
$1K – – –
AP
50
Advisors Preferred
Maryland
– -$619K -11,454 Closed
1
2
3

SLYV Hedge Fund Activity: Q2 2014 in Review

49 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q2 2014, worth a combined $60.1M — up 19% from $50.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLYV positions and 5 closed out — a net gain of 3 holders — while 15 added to existing stakes and 11 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $3.56M. The largest seller was Tradewinds Capital Management, cutting an estimated $1.37M.

  • 49 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q2 2014, up from 46 in Q1 2014.
  • Funds reported $60.1M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q2 2014, up 19% quarter-over-quarter.
  • 8 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q2 2014 and 5 closed out, a net change of +3 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q2 2014 was Susquehanna International Group, an estimated $3.56M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q2 2014 was Tradewinds Capital Management, an estimated $1.37M sold.

Based on aggregated 13F filings for Q2 2014.