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State Street SPDR S&P 600 Small Cap Value ETF

121 hedge funds and large institutions have $406M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2017 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 53 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

96% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 27

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

7% more funds holding

Funds holding: 113121 (+8)

10.2% less ownership

Funds ownership: 97.55%87.35% (-10%)

15% less capital invested

Capital invested by funds: $480M → $406M (-$73.9M)

Holders
121
Holders Change
+8
Holders Change %
+7.08%
% of All Funds
3.02%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.2%
New
17
Increased
53
Reduced
27
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$82.1M -$119M -1,994,972 -61%
Bank of America
2
Bank of America
North Carolina
$52.3M -$11.3M -190,302 -19%
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$41.2M +$3.11M +52,306 +9%
SG
4
Strid Group
Pennsylvania
$19.1M +$1.54M +25,954 +9%
Wells Fargo
5
Wells Fargo
California
$19M +$1.06M +17,918 +6%
KF
6
Krilogy Financial
Missouri
$12.8M +$337K +5,674 +3%
I
7
INVST
Indiana
$12.4M +$5.5M +92,602 +90%
HighTower Advisors
8
HighTower Advisors
Illinois
$11.5M +$285K +4,792 +3%
Ameriprise
9
Ameriprise
Minnesota
$11.1M +$2.44M +40,992 +31%
LPL Financial
10
LPL Financial
California
$10.7M -$3.36M -56,556 -25%
HCM
11
Hengehold Capital Management
Ohio
$10.3M +$85.6K +1,440 +0.9%
N
12
Natixis
France
$6.3M
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$5.92M +$147K +2,478 +3%
TSS
14
Two Sigma Securities
New York
$5.01M +$4.71M +79,246 New
APP
15
Avantax Planning Partners
Iowa
$4.52M +$275K +4,634 +7%
FWP
16
FAS Wealth Partners
Kansas
$4.41M +$128K +2,148 +3%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$4.16M +$37K +622 +1%
TP
18
Truvvo Partners
New York
$3.91M -$121K -2,034 -2%
DIA
19
Denver Investment Advisors
Colorado
$3.87M +$141K +2,370 +4%
MWM
20
Marietta Wealth Management
Georgia
$3.8M -$128K -2,150 -3%
MFT
21
Moisand Fitzgerald Tamayo
Florida
$3.71M +$66.5K +1,120 +2%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$3.71M +$215K +3,610 +7%
Jane Street
23
Jane Street
New York
$3.71M +$3.49M +58,708 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$3.54M +$2.53M +42,656 +321%
FAT
25
First American Trust
California
$3.4M +$509K +8,574 +19%

SLYV Hedge Fund Activity: Q3 2017 in Review

121 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2017, worth a combined $406M — down 15% from $480M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SLYV positions and 8 closed out — a net gain of 9 holders — while 53 added to existing stakes and 27 trimmed.

The largest buyer was INVST, adding an estimated $5.5M. The largest seller was Financial Engines Advisors, cutting an estimated $119M.

  • 121 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2017, up from 113 in Q2 2017.
  • Funds reported $406M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2017, down 15% quarter-over-quarter.
  • 17 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2017 and 8 closed out, a net change of +9 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2017 was INVST, an estimated $5.5M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2017 was Financial Engines Advisors, an estimated $119M sold.

Based on aggregated 13F filings for Q3 2017.