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State Street SPDR S&P 600 Small Cap Value ETF

78 hedge funds and large institutions have $204M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 22 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 22

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

9% more capital invested

Capital invested by funds: $186M → $204M (+$17.3M)

0.85% more ownership

Funds ownership: 89.33%90.18% (+0.85%)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

1% less funds holding

Funds holding: 7978 (-1)

Holders
78
Holders Change
-1
Holders Change %
-1.27%
% of All Funds
2.08%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
9
Increased
33
Reduced
22
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TH
1
TMFS Holdings
Kansas
$81.3M +$2.94M +66,050 +4%
LPL Financial
2
LPL Financial
California
$20.5M +$683K +15,312 +4%
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$17.3M +$4.09M +91,638 +35%
HighTower Advisors
4
HighTower Advisors
Illinois
$12.5M +$5.63M +126,246 +97%
KF
5
Krilogy Financial
Missouri
$8.29M +$44.1K +990 +0.6%
Wells Fargo
6
Wells Fargo
California
$5.98M +$140K +3,144 +3%
Allianz Asset Management
7
Allianz Asset Management
Germany
$5.83M -$954K -21,402 -15%
Bank of America
8
Bank of America
North Carolina
$5.25M +$45.6K +1,022 +1%
Morgan Stanley
9
Morgan Stanley
New York
$4.37M -$5.08M -114,056 -56%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$3.68M +$1.58M +35,448 +89%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.06M -$497K -11,146 -15%
TCM
12
Tradewinds Capital Management
Washington
$2.75M +$1.1M +24,574 +77%
MFT
13
Moisand Fitzgerald Tamayo
Florida
$2.6M +$572K +12,832 +32%
PFPT
14
Pinnacle Financial Partners (Tennessee)
Tennessee
$2.23M +$1.47M +32,890 +259%
DIA
15
Denver Investment Advisors
Colorado
$2.14M +$34.3K +770 +2%
SPC
16
Sigma Planning Corp
Michigan
$1.74M -$27.8K -624 -2%
SEIA
17
Signature Estate & Investment Advisors
California
$1.68M -$70.4K -1,580 -4%
ADL
18
Asset Dedication LLC
California
$1.47M +$32.3K +724 +2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.45M +$242K +5,420 +22%
TCM
20
Traynor Capital Management
Pennsylvania
$1.37M +$57.4K +1,288 +5%
KM
21
Kalos Management
Georgia
$1.31M +$5.88K +132 +0.5%
BRWA
22
B. Riley Wealth Advisors
Florida
$1.28M -$47.7K -1,070 -4%
UBS Group
23
UBS Group
Switzerland
$1.28M -$357 -8 -0%
BWM
24
Bernicke Wealth Management
Wisconsin
$1.17M -$77.8K -1,746 -7%
AB
25
Atlas Brown
Kentucky
$989K -$1.25K -28 -0.1%

SLYV Hedge Fund Activity: Q1 2016 in Review

78 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q1 2016, worth a combined $204M — up 9.3% from $186M a quarter earlier.

Fund positioning in SLYV was balanced in Q1 2016: 9 funds opened new positions, 9 closed out, 33 added to existing stakes and 22 trimmed.

The largest buyer was HighTower Advisors, adding an estimated $5.63M. The largest seller was Morgan Stanley, cutting an estimated $5.08M.

  • 78 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q1 2016, down from 79 in Q4 2015.
  • Funds reported $204M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q1 2016, up 9.3% quarter-over-quarter.
  • 9 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q1 2016 and 9 closed out, a net change of 0 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q1 2016 was HighTower Advisors, an estimated $5.63M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q1 2016 was Morgan Stanley, an estimated $5.08M sold.

Based on aggregated 13F filings for Q1 2016.