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State Street SPDR S&P 600 Small Cap Value ETF

66 hedge funds and large institutions have $130M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

42% more capital invested

Capital invested by funds: $91.3M → $130M (+$38.4M)

24.04% more ownership

Funds ownership: 47.21%71.25% (+24%)

6% more funds holding

Funds holding: 6266 (+4)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
9
Increased
29
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TH
1
TMFS Holdings
Kansas
$51.7M +$55M +1,094,686 New
LPL Financial
2
LPL Financial
California
$10.9M +$2.98M +59,344 +36%
KF
3
Krilogy Financial
Missouri
$7.28M +$7.74M +154,106 New
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$6.87M -$4.29M -85,530 -38%
Wells Fargo
5
Wells Fargo
California
$6.12M -$200K -3,988 -3%
Morgan Stanley
6
Morgan Stanley
New York
$5.94M +$545K +10,862 +9%
HighTower Advisors
7
HighTower Advisors
Illinois
$5.61M +$95.9K +1,910 +2%
Bank of America
8
Bank of America
North Carolina
$5.22M +$341K +6,794 +7%
Jane Street
9
Jane Street
New York
$4.01M +$2.19M +43,586 +105%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$3.25M +$74.1K +1,476 +2%
DIA
11
Denver Investment Advisors
Colorado
$1.94M +$99.3K +1,978 +5%
SPC
12
Sigma Planning Corp
Michigan
$1.7M +$68.1K +1,356 +4%
PFPT
13
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.45M +$333K +6,628 +28%
TCM
14
Tradewinds Capital Management
Washington
$1.43M +$789K +15,716 +107%
BWM
15
Bernicke Wealth Management
Wisconsin
$1.32M -$279K -5,560 -17%
BRWA
16
B. Riley Wealth Advisors
Florida
$1.31M +$43.7K +870 +3%
UBS Group
17
UBS Group
Switzerland
$1.15M -$864K -17,208 -41%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.02M +$17.4K +346 +2%
SEIA
19
Signature Estate & Investment Advisors
California
$1M -$703 -14 -0.1%
AB
20
Atlas Brown
Kentucky
$928K -$1.3K -26 -0.1%
CBB
21
Citizens Business Bank
California
$914K -$196K -3,900 -17%
FAT
22
First American Trust
California
$803K +$105K +2,086 +14%
ALA
23
Atherton Lane Advisers
California
$784K -$4.52K -90 -0.5%
VFA
24
Voya Financial Advisors
Connecticut
$781K +$165K +3,282 +24%
TCM
25
Traynor Capital Management
Pennsylvania
$751K +$262K +5,226 +49%

SLYV Hedge Fund Activity: Q3 2015 in Review

66 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2015, worth a combined $130M — up 42% from $91.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SLYV positions and 4 closed out — a net gain of 5 holders — while 29 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.98M. The largest seller was WealthTrust-Arizona, cutting an estimated $9.13M.

  • 66 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2015, up from 62 in Q2 2015.
  • Funds reported $130M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2015, up 42% quarter-over-quarter.
  • 9 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2015 and 4 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2015 was LPL Financial, an estimated $2.98M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2015 was WealthTrust-Arizona, an estimated $9.13M sold.

Based on aggregated 13F filings for Q3 2015.