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State Street SPDR S&P 600 Small Cap Value ETF

46 hedge funds and large institutions have $50.7M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

12% more funds holding

Funds holding: 4146 (+5)

10% more capital invested

Capital invested by funds: $45.9M → $50.7M (+$4.79M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.09% less ownership

Funds ownership: 36.83%36.74% (-0.09%)

Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
20
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.19M +$237K +4,502 +4%
Bank of America
2
Bank of America
North Carolina
$5.4M +$1.4M +26,530 +36%
HighTower Advisors
3
HighTower Advisors
Illinois
$4.97M +$77.7K +1,474 +2%
Morgan Stanley
4
Morgan Stanley
New York
$4.51M +$344K +6,524 +8%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$4.2M +$4.1M +77,694 New
LPL Financial
6
LPL Financial
California
$4.16M +$417K +7,908 +11%
TCM
7
Tradewinds Capital Management
Washington
$2.95M -$393K -7,452 -12%
CBB
8
Citizens Business Bank
California
$2.63M -$174K -3,302 -6%
U
9
UBS
Switzerland
$2.23M +$26.1K +494 +1%
MHS
10
M Holdings Securities
Oregon
$1.63M -$82.2K -1,558 -5%
BRWA
11
B. Riley Wealth Advisors
Florida
$1.33M +$44.3K +840 +4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.22M
RJA
13
Raymond James & Associates
Florida
$1.16M -$12.4K -236 -1%
PFPT
14
Pinnacle Financial Partners (Tennessee)
Tennessee
$721K +$26.2K +496 +4%
Ameriprise
15
Ameriprise
Minnesota
$671K +$300K +5,680 +84%
AP
16
Advisors Preferred
Maryland
$619K +$604K +11,454 New
Comerica Bank
17
Comerica Bank
Texas
$613K +$137K +2,600 +30%
CCM
18
Carlson Capital Management
Minnesota
$609K -$50.3K -954 -8%
FIM
19
Freedom Investment Management
Connecticut
$496K +$12.3K +234 +3%
SEIA
20
Signature Estate & Investment Advisors
California
$487K +$220K +4,180 +86%
CK
21
Carnick & Kubik
Colorado
$405K +$72K +1,366 +24%
SAM
22
Silvercrest Asset Management
New York
$307K
KFS
23
KMS Financial Services
Washington
$303K -$6.22K -118 -2%
DIA
24
Denver Investment Advisors
Colorado
$292K +$65.9K +1,250 +30%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$262K +$28.6K +542 +13%

SLYV Hedge Fund Activity: Q1 2014 in Review

46 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q1 2014, worth a combined $50.7M — up 10% from $45.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLYV positions and 3 closed out — a net gain of 5 holders — while 20 added to existing stakes and 8 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $4.1M. The largest seller was Royal Bank of Canada, cutting an estimated $3.56M.

  • 46 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q1 2014, up from 41 in Q4 2013.
  • Funds reported $50.7M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q1 2014, up 10% quarter-over-quarter.
  • 8 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q1 2014 and 3 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q1 2014 was Susquehanna International Group, an estimated $4.1M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q1 2014 was Royal Bank of Canada, an estimated $3.56M sold.

Based on aggregated 13F filings for Q1 2014.