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State Street SPDR S&P 600 Small Cap Value ETF

102 hedge funds and large institutions have $258M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 43 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

126% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 19

125% more funds holding in top 10

Funds holding in top 10: 49 (+5)

117% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 12

51% more capital invested

Capital invested by funds: $171M → $258M (+$87.4M)

15% more funds holding

Funds holding: 89102 (+13)

0.94% less ownership

Funds ownership: 58.08%57.14% (-0.94%)

Holders
102
Holders Change
+13
Holders Change %
+14.61%
% of All Funds
2.55%
Holding in Top 10
9
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+125%
% of All Funds
0.23%
New
26
Increased
43
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$47.6M +$9.57M +170,666 +27%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$33.3M +$5.89M +104,932 +23%
HighTower Advisors
3
HighTower Advisors
Illinois
$16.2M +$358K +6,382 +2%
HCM
4
Hengehold Capital Management
Ohio
$13.8M +$13M +231,302 New
SG
5
Strid Group
Pennsylvania
$13M +$12.2M +218,182 New
LPL Financial
6
LPL Financial
California
$12.9M +$22.6K +402 +0.2%
KF
7
Krilogy Financial
Missouri
$10.7M -$480K -8,558 -5%
Wells Fargo
8
Wells Fargo
California
$7.84M +$146K +2,606 +2%
AG
9
Advisor Group
Arizona
$7.84M +$7.21M +128,516 +3,859%
AIM
10
Advantage Investment Management
Iowa
$6.67M +$6.29M +112,102 New
Morgan Stanley
11
Morgan Stanley
New York
$3.91M +$1.47M +26,238 +67%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$3.79M +$60.5K +1,078 +2%
Ameriprise
13
Ameriprise
Minnesota
$3.69M +$551K +9,820 +19%
TCM
14
Tradewinds Capital Management
Washington
$3.47M -$1.23M -21,880 -27%
DIA
15
Denver Investment Advisors
Colorado
$3.39M +$190K +3,388 +6%
MFT
16
Moisand Fitzgerald Tamayo
Florida
$3.35M -$58.5K -1,042 -2%
PTCG
17
Pring Turner Capital Group
California
$3.3M +$8.41K +150 +0.3%
FWP
18
FAS Wealth Partners
Kansas
$3.25M +$388K +6,922 +15%
TW
19
Transform Wealth
Colorado
$3.06M +$48.7K +868 +2%
PFPT
20
Pinnacle Financial Partners (Tennessee)
Tennessee
$2.94M +$202K +3,604 +8%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.68M +$394K +7,018 +18%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.48M +$356K +6,352 +18%
MWM
23
Marietta Wealth Management
Georgia
$2.44M +$2.3M +40,928 New
FAT
24
First American Trust
California
$2.42M +$374K +6,668 +20%
TCM
25
Traynor Capital Management
Pennsylvania
$2.34M +$483K +8,606 +27%

SLYV Hedge Fund Activity: Q4 2016 in Review

102 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q4 2016, worth a combined $258M — up 51% from $171M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SLYV positions and 12 closed out — a net gain of 14 holders — while 43 added to existing stakes and 19 trimmed.

The largest buyer was Hengehold Capital Management, opening a new position worth an estimated $13M. The largest seller was Allianz Asset Management, exiting entirely with an estimated $7.14M sold.

  • 102 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q4 2016, up from 89 in Q3 2016.
  • Funds reported $258M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q4 2016, up 51% quarter-over-quarter.
  • 26 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q4 2016 and 12 closed out, a net change of +14 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q4 2016 was Hengehold Capital Management, an estimated $13M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q4 2016 was Allianz Asset Management, an estimated $7.14M sold.

Based on aggregated 13F filings for Q4 2016.