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State Street SPDR S&P 600 Small Cap Value ETF

253 hedge funds and large institutions have $787M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2018 Q4 according to their latest regulatory filings, with 68 funds opening new positions, 100 increasing their positions, 58 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

134% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 29

72% more repeat investments, than reductions

Existing positions increased: 100 | Existing positions reduced: 58

17% more funds holding

Funds holding: 217253 (+36)

0.85% less ownership

Funds ownership: 51%50.14% (-0.85%)

20% less funds holding in top 10

Funds holding in top 10: 1512 (-3)

29% less capital invested

Capital invested by funds: $1.12B → $787M (-$329M)

Holders
253
Holders Change
+36
Holders Change %
+16.59%
% of All Funds
5.64%
Holding in Top 10
12
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-20%
% of All Funds
0.27%
New
68
Increased
100
Reduced
58
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$203M +$14M +231,110 +6%
Bank of America
2
Bank of America
North Carolina
$60.5M +$911K +15,016 +1%
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$54.1M -$6.55M -107,988 -11%
Ameriprise
4
Ameriprise
Minnesota
$27.5M +$3.55M +58,440 +13%
LPL Financial
5
LPL Financial
California
$15M +$3M +49,429 +22%
FPIS
6
Financial Planning & Information Services
Wisconsin
$14.3M +$10.5M +173,742 +188%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$13.4M -$1.76M -28,997 -10%
KF
8
Krilogy Financial
Missouri
$13.2M +$1.3M +21,459 +10%
SG
9
Strid Group
Pennsylvania
$12.9M -$6.53M -107,557 -31%
TC
10
TownSquare Capital
Utah
$12.6M +$12.4M +204,799 New
Morgan Stanley
11
Morgan Stanley
New York
$12M +$2.03M +33,437 +18%
PP
12
Palladium Partners
Virginia
$11.2M +$283K +4,669 +2%
HighTower Advisors
13
HighTower Advisors
Illinois
$11.2M +$30.4K +501 +0.2%
HSA
14
HBK Sorce Advisory
Pennsylvania
$9.67M +$10.9M +179,597 New
UBS Group
15
UBS Group
Switzerland
$9.49M -$342K -5,638 -3%
RWM
16
Ritholtz Wealth Management
New York
$8.8M +$9.92M +163,427 New
HCM
17
Hengehold Capital Management
Ohio
$8.55M -$530K -8,732 -5%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$7.54M +$7.97M +131,398 +1,523%
FWP
19
FAS Wealth Partners
Kansas
$7.41M +$2.65M +43,613 +46%
SFG
20
Sage Financial Group
Pennsylvania
$7.03M +$7.93M +130,700 New
JFGLC
21
Johnson Financial Group LLC (Colorado)
Colorado
$6.86M +$7.74M +127,499 New
EK
22
Evensky & Katz
Florida
$6.25M +$833K +13,725 +13%
BA
23
BKS Advisors
Michigan
$6.21M +$3.69M +60,796 +111%
LJAC
24
L.J. Altfest & Co
New York
$6.19M +$6.98M +114,996 New
WP
25
WealthPLAN Partners
Nebraska
$6.07M +$1.91M +31,491 +49%

SLYV Hedge Fund Activity: Q4 2018 in Review

253 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q4 2018, worth a combined $787M — down 29% from $1.12B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new SLYV positions and 29 closed out — a net gain of 39 holders — while 100 added to existing stakes and 58 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $14M. The largest seller was 3EDGE Asset Management, exiting entirely with an estimated $162M sold.

  • 253 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q4 2018, up from 217 in Q3 2018.
  • Funds reported $787M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q4 2018, down 29% quarter-over-quarter.
  • 68 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q4 2018 and 29 closed out, a net change of +39 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $14M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q4 2018 was 3EDGE Asset Management, an estimated $162M sold.

Based on aggregated 13F filings for Q4 2018.