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State Street SPDR S&P 600 Small Cap Value ETF

56 hedge funds and large institutions have $58.7M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

77% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 13

14% more funds holding

Funds holding: 4956 (+7)

0.38% less ownership

Funds ownership: 41.38%40.99% (-0.38%)

2% less capital invested

Capital invested by funds: $60.1M → $58.7M (-$1.42M)

Holders
56
Holders Change
+7
Holders Change %
+14.29%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
23
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$6M -$1.45M -27,076 -19%
Wells Fargo
2
Wells Fargo
California
$5.75M -$698K -12,990 -10%
Bank of America
3
Bank of America
North Carolina
$5.17M -$1.32M -24,544 -20%
Morgan Stanley
4
Morgan Stanley
New York
$5.01M +$309K +5,754 +6%
HighTower Advisors
5
HighTower Advisors
Illinois
$4.98M +$161K +2,998 +3%
LPL Financial
6
LPL Financial
California
$4.6M -$292K -5,442 -6%
WA
7
WealthTrust-Arizona
Arizona
$3.56M +$2.24M +41,620 +149%
CBB
8
Citizens Business Bank
California
$2.07M -$317K -5,892 -13%
U
9
UBS
Switzerland
$1.99M +$45.6K +848 +2%
SFA
10
Sequoia Financial Advisors
Ohio
$1.79M +$1.89M +35,092 New
MHS
11
M Holdings Securities
Oregon
$1.62M +$108K +2,010 +7%
TCM
12
Tradewinds Capital Management
Washington
$1.48M +$7.09K +132 +0.5%
BRWA
13
B. Riley Wealth Advisors
Florida
$1.34M -$1.51M -28,018 -52%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.13M +$2.69K +50 +0.2%
RJA
15
Raymond James & Associates
Florida
$1.06M -$35.4K -658 -3%
AB
16
Atlas Brown
Kentucky
$931K +$977K +18,194 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$929K +$965K +17,964 +8,982%
SEIA
18
Signature Estate & Investment Advisors
California
$915K +$113K +2,110 +13%
ALA
19
Atherton Lane Advisers
California
$848K +$72K +1,340 +9%
Ameriprise
20
Ameriprise
Minnesota
$795K +$65.4K +1,218 +9%
PFPT
21
Pinnacle Financial Partners (Tennessee)
Tennessee
$744K -$10.1K -188 -1%
Comerica Bank
22
Comerica Bank
Texas
$580K
CCM
23
Carlson Capital Management
Minnesota
$576K
PH
24
Pinnacle Holdings
Oklahoma
$513K +$168K +3,136 +46%
FIM
25
Freedom Investment Management
Connecticut
$481K +$20.1K +374 +4%

SLYV Hedge Fund Activity: Q3 2014 in Review

56 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2014, worth a combined $58.7M — down 2.4% from $60.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SLYV positions and 4 closed out — a net gain of 7 holders — while 23 added to existing stakes and 13 trimmed.

The largest buyer was WealthTrust-Arizona, adding an estimated $2.24M. The largest seller was B. Riley Wealth Advisors, cutting an estimated $1.51M.

  • 56 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2014, up from 49 in Q2 2014.
  • Funds reported $58.7M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2014, down 2.4% quarter-over-quarter.
  • 11 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2014 and 4 closed out, a net change of +7 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2014 was WealthTrust-Arizona, an estimated $2.24M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2014 was B. Riley Wealth Advisors, an estimated $1.51M sold.

Based on aggregated 13F filings for Q3 2014.