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State Street SPDR S&P 600 Small Cap Value ETF

41 hedge funds and large institutions have $45.9M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

33% more capital invested

Capital invested by funds: $34.6M → $45.9M (+$11.3M)

14% more funds holding

Funds holding: 3641 (+5)

4.14% more ownership

Funds ownership: 32.69%36.83% (+4.1%)

Holders
41
Holders Change
+5
Holders Change %
+13.89%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
14
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.84M +$1.06M +20,638 +19%
HighTower Advisors
2
HighTower Advisors
Illinois
$4.82M +$676K +13,218 +17%
Morgan Stanley
3
Morgan Stanley
New York
$4.09M +$327K +6,392 +9%
Bank of America
4
Bank of America
North Carolina
$3.91M +$2.6M +50,886 +226%
LPL Financial
5
LPL Financial
California
$3.68M -$142K -2,774 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.6M +$3.45M +67,408 +33,704%
TCM
7
Tradewinds Capital Management
Washington
$3.3M +$3.17M +62,002 New
CBB
8
Citizens Business Bank
California
$2.77M -$98.7K -1,928 -4%
U
9
UBS
Switzerland
$2.17M +$102 +2 +0%
MHS
10
M Holdings Securities
Oregon
$1.69M +$1.62M +31,724 New
BRWA
11
B. Riley Wealth Advisors
Florida
$1.27M -$7.16K -140 -0.6%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.2M +$137K +2,672 +13%
RJA
13
Raymond James & Associates
Florida
$1.15M +$1.11M +21,684 New
PFPT
14
Pinnacle Financial Partners (Tennessee)
Tennessee
$685K -$72.8K -1,422 -10%
CCM
15
Carlson Capital Management
Minnesota
$650K -$17.1K -334 -3%
FIM
16
Freedom Investment Management
Connecticut
$476K -$4.2K -82 -0.9%
Comerica Bank
17
Comerica Bank
Texas
$465K -$48.8K -954 -10%
Ameriprise
18
Ameriprise
Minnesota
$358K +$291K +5,680 +541%
CK
19
Carnick & Kubik
Colorado
$322K +$296K +5,782 New
KFS
20
KMS Financial Services
Washington
$305K +$2.25K +44 +0.8%
SAM
21
Silvercrest Asset Management
New York
$302K
SEIA
22
Signature Estate & Investment Advisors
California
$258K +$248K +4,840 New
ICM
23
IMS Capital Management
Oregon
$251K +$5.12K +100 +2%
AIG
24
American International Group
New York
$245K +$19.1K +374 +9%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$229K +$7.27K +142 +3%

SLYV Hedge Fund Activity: Q4 2013 in Review

41 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q4 2013, worth a combined $45.9M — up 33% from $34.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SLYV positions and 5 closed out — a net gain of 5 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.45M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $5.49M sold.

  • 41 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q4 2013, up from 36 in Q3 2013.
  • Funds reported $45.9M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q4 2013, up 33% quarter-over-quarter.
  • 10 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q4 2013 and 5 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q4 2013 was Royal Bank of Canada, an estimated $3.45M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q4 2013 was Susquehanna International Group, an estimated $5.49M sold.

Based on aggregated 13F filings for Q4 2013.