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State Street SPDR S&P 600 Small Cap Value ETF

79 hedge funds and large institutions have $186M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2015 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

467% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 3

164% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 14

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

44% more capital invested

Capital invested by funds: $130M → $186M (+$56.6M)

20% more funds holding

Funds holding: 6679 (+13)

18.08% more ownership

Funds ownership: 71.25%89.33% (+18%)

Holders
79
Holders Change
+13
Holders Change %
+19.7%
% of All Funds
2.07%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
17
Increased
37
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TH
1
TMFS Holdings
Kansas
$74.4M +$25.2M +507,110 +46%
LPL Financial
2
LPL Financial
California
$19M +$9.63M +193,942 +87%
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$12.3M +$6.32M +127,282 +93%
Morgan Stanley
4
Morgan Stanley
New York
$9.45M +$3.86M +77,828 +62%
KF
5
Krilogy Financial
Missouri
$7.85M +$740K +14,908 +10%
Allianz Asset Management
6
Allianz Asset Management
Germany
$6.55M +$7M +141,052 New
HighTower Advisors
7
HighTower Advisors
Illinois
$6.06M +$570K +11,478 +10%
Wells Fargo
8
Wells Fargo
California
$5.54M -$502K -10,104 -8%
Bank of America
9
Bank of America
North Carolina
$4.95M -$199K -4,000 -4%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$3.43M +$248K +4,986 +7%
CG
11
Colony Group
Massachusetts
$2.53M +$2.59M +52,136 +2,307%
DIA
12
Denver Investment Advisors
Colorado
$2M +$97.9K +1,972 +5%
MFT
13
Moisand Fitzgerald Tamayo
Florida
$1.88M +$2.01M +40,518 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.86M +$1.99M +39,994 New
SPC
15
Sigma Planning Corp
Michigan
$1.69M +$20K +402 +1%
SEIA
16
Signature Estate & Investment Advisors
California
$1.67M +$727K +14,652 +69%
TCM
17
Tradewinds Capital Management
Washington
$1.48M +$76.9K +1,550 +5%
ADL
18
Asset Dedication LLC
California
$1.37M +$1.46M +29,466 New
AP
19
Advisors Preferred
Maryland
$1.36M +$1.45M +29,284 New
KM
20
Kalos Management
Georgia
$1.31M +$1.39M +28,080 New
BRWA
21
B. Riley Wealth Advisors
Florida
$1.27M -$21.3K -430 -2%
TCM
22
Traynor Capital Management
Pennsylvania
$1.24M +$538K +10,838 +68%
UBS Group
23
UBS Group
Switzerland
$1.22M +$95.8K +1,930 +8%
BWM
24
Bernicke Wealth Management
Wisconsin
$1.19M -$111K -2,244 -8%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.12M +$130K +2,610 +12%

SLYV Hedge Fund Activity: Q4 2015 in Review

79 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q4 2015, worth a combined $186M — up 44% from $130M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SLYV positions and 3 closed out — a net gain of 14 holders — while 37 added to existing stakes and 14 trimmed.

The largest buyer was TMFS Holdings, adding an estimated $25.2M. The largest seller was Jane Street, cutting an estimated $3.98M.

  • 79 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q4 2015, up from 66 in Q3 2015.
  • Funds reported $186M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q4 2015, up 44% quarter-over-quarter.
  • 17 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q4 2015 and 3 closed out, a net change of +14 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q4 2015 was TMFS Holdings, an estimated $25.2M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q4 2015 was Jane Street, an estimated $3.98M sold.

Based on aggregated 13F filings for Q4 2015.