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State Street SPDR S&P 600 Small Cap Value ETF

89 hedge funds and large institutions have $171M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2016 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

7% more funds holding

Funds holding: 8389 (+6)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

12% less capital invested

Capital invested by funds: $195M → $171M (-$24.2M)

21.91% less ownership

Funds ownership: 79.99%58.08% (-22%)

Holders
89
Holders Change
+6
Holders Change %
+7.23%
% of All Funds
2.37%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
13
Increased
33
Reduced
28
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$33.7M +$3.09M +58,698 +10%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$24.2M +$3.89M +73,948 +19%
HighTower Advisors
3
HighTower Advisors
Illinois
$14.2M +$284K +5,396 +2%
LPL Financial
4
LPL Financial
California
$11.3M -$178K -3,382 -2%
KF
5
Krilogy Financial
Missouri
$10.1M +$1.33M +25,202 +15%
Allianz Asset Management
6
Allianz Asset Management
Germany
$7.14M -$1.16M -22,106 -14%
Wells Fargo
7
Wells Fargo
California
$6.93M +$143K +2,706 +2%
TCM
8
Tradewinds Capital Management
Washington
$4.3M +$261K +4,958 +7%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.36M +$563K +10,698 +21%
MFT
10
Moisand Fitzgerald Tamayo
Florida
$3.07M +$91.4K +1,736 +3%
PTCG
11
Pring Turner Capital Group
California
$2.96M +$2.91M +55,280 New
DIA
12
Denver Investment Advisors
Colorado
$2.87M +$121K +2,294 +4%
Ameriprise
13
Ameriprise
Minnesota
$2.8M +$1.17M +22,208 +74%
TW
14
Transform Wealth
Colorado
$2.71M +$75.4K +1,432 +3%
FWP
15
FAS Wealth Partners
Kansas
$2.56M +$1.03M +19,520 +69%
PFPT
16
Pinnacle Financial Partners (Tennessee)
Tennessee
$2.43M -$39.4K -748 -2%
Morgan Stanley
17
Morgan Stanley
New York
$2.11M -$295K -5,600 -12%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$2.04M +$229K +4,346 +13%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.89M -$954K -18,122 -34%
FAT
20
First American Trust
California
$1.82M +$910K +17,278 +104%
TCM
21
Traynor Capital Management
Pennsylvania
$1.65M +$116K +2,200 +8%
SEIA
22
Signature Estate & Investment Advisors
California
$1.49M -$108K -2,054 -7%
BRWA
23
B. Riley Wealth Advisors
Florida
$1.46M -$36.9K -700 -3%
GIA
24
GHP Investment Advisors
Colorado
$1.44M +$173K +3,278 +14%
ADL
25
Asset Dedication LLC
California
$1.41M -$41.7K -792 -3%

SLYV Hedge Fund Activity: Q3 2016 in Review

89 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2016, worth a combined $171M — down 12% from $195M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SLYV positions and 6 closed out — a net gain of 7 holders — while 33 added to existing stakes and 28 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $3.89M. The largest seller was TMFS Holdings, exiting entirely with an estimated $41M sold.

  • 89 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2016, up from 83 in Q2 2016.
  • Funds reported $171M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2016, down 12% quarter-over-quarter.
  • 13 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2016 and 6 closed out, a net change of +7 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2016 was Wealth Enhancement Advisory Services, an estimated $3.89M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2016 was TMFS Holdings, an estimated $41M sold.

Based on aggregated 13F filings for Q3 2016.