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State Street SPDR S&P 600 Small Cap Value ETF

61 hedge funds and large institutions have $75M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 8

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

28% more capital invested

Capital invested by funds: $58.7M → $75M (+$16.3M)

9% more funds holding

Funds holding: 5661 (+5)

7.2% more ownership

Funds ownership: 40.99%48.19% (+7.2%)

Holders
61
Holders Change
+5
Holders Change %
+8.93%
% of All Funds
1.63%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
14
Increased
29
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wealth Enhancement Advisory Services
1
Wealth Enhancement Advisory Services
Minnesota
$9.69M +$9.8M +183,354 New
Wells Fargo
2
Wells Fargo
California
$6.07M +$126K +2,360 +2%
LPL Financial
3
LPL Financial
California
$5.67M +$864K +16,152 +18%
HighTower Advisors
4
HighTower Advisors
Illinois
$5.6M +$445K +8,320 +9%
Bank of America
5
Bank of America
North Carolina
$5.56M +$219K +4,090 +4%
Morgan Stanley
6
Morgan Stanley
New York
$5.56M +$384K +7,182 +7%
WA
7
WealthTrust-Arizona
Arizona
$5M +$1.34M +25,042 +36%
Jane Street
8
Jane Street
New York
$3.03M +$2.79M +52,110 +1,015%
BWM
9
Bernicke Wealth Management
Wisconsin
$2.44M +$2.47M +46,248 New
UBS Group
10
UBS Group
Switzerland
$2.14M +$2.16M +40,468 New
CBB
11
Citizens Business Bank
California
$2.12M -$21K -392 -1%
SFA
12
Sequoia Financial Advisors
Ohio
$1.99M +$140K +2,620 +7%
SPC
13
Sigma Planning Corp
Michigan
$1.8M +$1.82M +33,966 New
TCM
14
Tradewinds Capital Management
Washington
$1.56M +$26.5K +496 +2%
DIA
15
Denver Investment Advisors
Colorado
$1.44M +$975K +18,232 +204%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.15M -$20K -374 -2%
RJA
17
Raymond James & Associates
Florida
$1.09M +$2.35K +44 +0.2%
AB
18
Atlas Brown
Kentucky
$1.04M +$78.6K +1,470 +8%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$993K -$5.26M -98,396 -84%
SEIA
20
Signature Estate & Investment Advisors
California
$985K +$39.9K +746 +4%
MHS
21
M Holdings Securities
Oregon
$963K -$718K -13,422 -42%
Ameriprise
22
Ameriprise
Minnesota
$926K +$106K +1,980 +13%
ALA
23
Atherton Lane Advisers
California
$877K
PFPT
24
Pinnacle Financial Partners (Tennessee)
Tennessee
$816K +$47.3K +884 +6%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$632K -$333K -6,220 -34%

SLYV Hedge Fund Activity: Q4 2014 in Review

61 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q4 2014, worth a combined $75M — up 28% from $58.7M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SLYV positions and 6 closed out — a net gain of 8 holders — while 29 added to existing stakes and 8 trimmed.

The largest buyer was Jane Street, adding an estimated $2.79M. The largest seller was Susquehanna International Group, cutting an estimated $5.26M.

  • 61 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q4 2014, up from 56 in Q3 2014.
  • Funds reported $75M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q4 2014, up 28% quarter-over-quarter.
  • 14 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q4 2014 and 6 closed out, a net change of +8 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q4 2014 was Jane Street, an estimated $2.79M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q4 2014 was Susquehanna International Group, an estimated $5.26M sold.

Based on aggregated 13F filings for Q4 2014.