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State Street SPDR S&P 600 Small Cap Value ETF

36 hedge funds and large institutions have $34.6M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

23% more capital invested

Capital invested by funds: $28.1M → $34.6M (+$6.43M)

13% more funds holding

Funds holding: 3236 (+4)

0.61% less ownership

Funds ownership: 33.3%32.69% (-0.61%)

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$5.49M +$5.34M +111,994 New
Wells Fargo
2
Wells Fargo
California
$5.29M -$244K -5,108 -5%
HighTower Advisors
3
HighTower Advisors
Illinois
$3.79M +$185K +3,874 +5%
LPL Financial
4
LPL Financial
California
$3.58M +$248K +5,200 +8%
Morgan Stanley
5
Morgan Stanley
New York
$3.46M -$344K -7,204 -9%
CBB
6
Citizens Business Bank
California
$2.64M +$52K +1,090 +2%
U
7
UBS
Switzerland
$2M +$58.8K +1,232 +3%
BRWA
8
B. Riley Wealth Advisors
Florida
$1.17M +$6.2K +130 +0.5%
Bank of America
9
Bank of America
North Carolina
$1.1M +$136K +2,856 +15%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$972K -$81.7K -1,714 -8%
PFPT
11
Pinnacle Financial Partners (Tennessee)
Tennessee
$700K -$58.3K -1,222 -8%
CCM
12
Carlson Capital Management
Minnesota
$616K -$97.5K -2,044 -14%
SG Americas Securities
13
SG Americas Securities
New York
$486K +$472K +9,906 New
Comerica Bank
14
Comerica Bank
Texas
$476K -$3.34K -70 -0.7%
FIM
15
Freedom Investment Management
Connecticut
$443K +$16.1K +338 +4%
Creative Planning
16
Creative Planning
Kansas
$280K +$168K +3,528 +162%
SAM
17
Silvercrest Asset Management
New York
$279K
KFS
18
KMS Financial Services
Washington
$278K +$50.3K +1,054 +23%
ICM
19
IMS Capital Management
Oregon
$227K +$220K +4,620 New
AIG
20
American International Group
New York
$207K +$8.3K +174 +4%
BAS
21
Brown Advisory Securities
Maryland
$206K +$200K +4,200 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$204K -$108K -2,258 -35%
US Bancorp
23
US Bancorp
Minnesota
$148K
BIT
24
BlackRock Institutional Trust
California
$128K +$124K +2,608 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$76K

SLYV Hedge Fund Activity: Q3 2013 in Review

36 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2013, worth a combined $34.6M — up 23% from $28.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLYV positions and 4 closed out — a net gain of 4 holders — while 11 added to existing stakes and 8 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $5.34M. The largest seller was Royal Bank of Canada, cutting an estimated $1.44M.

  • 36 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2013, up from 32 in Q2 2013.
  • Funds reported $34.6M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2013, up 23% quarter-over-quarter.
  • 8 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2013 and 4 closed out, a net change of +4 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2013 was Susquehanna International Group, an estimated $5.34M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2013 was Royal Bank of Canada, an estimated $1.44M sold.

Based on aggregated 13F filings for Q3 2013.