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State Street SPDR S&P 600 Small Cap Value ETF

290 hedge funds and large institutions have $981M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2020 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 99 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 99

1.29% less ownership

Funds ownership: 60.85%59.56% (-1.3%)

11% less funds holding

Funds holding: 326290 (-36)

22% less funds holding in top 10

Funds holding in top 10: 2318 (-5)

33% less capital invested

Capital invested by funds: $1.46B → $981M (-$480M)

46% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 65

Holders
290
Holders Change
-36
Holders Change %
-11.04%
% of All Funds
6.39%
Holding in Top 10
18
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-21.74%
% of All Funds
0.4%
New
35
Increased
123
Reduced
99
Closed
65
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$258M +$59M +1,042,642 +20%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$68.7M -$7.47M -132,100 -8%
Bank of America
3
Bank of America
North Carolina
$54M -$18.6M -328,503 -20%
FPIS
4
Financial Planning & Information Services
Wisconsin
$23.1M +$3.05M +53,904 +11%
NP
5
NorthRock Partners
Minnesota
$23M +$10.6M +187,392 +50%
CFS
6
Cannon Financial Strategists
Georgia
$21.2M +$5.4M +95,409 +23%
EK
7
Evensky & Katz
Florida
$20.7M +$22.6M +399,845 +377%
LPL Financial
8
LPL Financial
California
$19.8M +$5.2M +91,842 +23%
Ameriprise
9
Ameriprise
Minnesota
$19.3M -$11.3M -200,279 -30%
Betterment LLC
10
Betterment LLC
New York
$18.3M +$21.6M +381,397 +575%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$15.2M +$2.53M +44,739 +14%
KF
12
Krilogy Financial
Missouri
$14M +$5.01M +88,533 +35%
Stifel Financial
13
Stifel Financial
Missouri
$11.4M +$15.6M +275,078 +6,726%
KA
14
Klingman & Associates
New York
$10.9M +$9.2M +162,656 +155%
LFG
15
Larson Financial Group
Missouri
$10.8M +$5.89M +104,137 +65%
TC
16
TownSquare Capital
Utah
$10.5M +$2.38M +42,128 +22%
PP
17
Palladium Partners
Virginia
$10.3M +$1.24M +21,852 +9%
EWA
18
ERTS Wealth Advisors
Michigan
$9.21M +$12.7M +225,319 New
RM
19
Resource Management
Louisiana
$8.75M +$12.1M +214,217 New
ADL
20
Asset Dedication LLC
California
$7.8M +$8.57M +151,563 +384%
TAIM
21
TD Ameritrade Investment Management
Nebraska
$7.71M +$5.88M +103,934 +122%
FCI
22
Financial Counselors Inc
Kansas
$7.21M +$1.9M +33,550 +23%
Osaic Holdings
23
Osaic Holdings
Arizona
$7.16M +$17.3M +305,476 New
FWP
24
FAS Wealth Partners
Kansas
$7.14M +$1.89M +33,358 +24%
Morgan Stanley
25
Morgan Stanley
New York
$6.99M -$2.81M -49,739 -23%

SLYV Hedge Fund Activity: Q1 2020 in Review

290 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q1 2020, worth a combined $981M — down 33% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 65 funds closed out of SLYV and 35 opened new positions — a net loss of 30 holders — while 99 trimmed existing stakes and 123 added.

The largest buyer was Financial Engines Advisors, adding an estimated $59M. The largest seller was Johanson Financial Advisors, cutting an estimated $32.7M.

  • 290 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q1 2020, down from 326 in Q4 2019.
  • Funds reported $981M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q1 2020, down 33% quarter-over-quarter.
  • 35 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q1 2020 and 65 closed out, a net change of -30 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q1 2020 was Financial Engines Advisors, an estimated $59M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q1 2020 was Johanson Financial Advisors, an estimated $32.7M sold.

Based on aggregated 13F filings for Q1 2020.