B. Riley Wealth Advisors’s State Street SPDR S&P 600 Small Cap Value ETF SLYV Stock Holding History

B. Riley Wealth Advisors’s Portfolio SLYV Stock Details SLYV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-27,166	Closed	-$1.46M	–	632
2016 Q3	$1.46M	Sell	27,166 -700	-3%	-$36.9K	0.29%	84
2016 Q2	$1.4M	Buy	27,866 +1,592	+6%	+$78.5K	0.28%	88
2016 Q1	$1.28M	Sell	26,274 -1,070	-4%	-$47.7K	0.3%	86
2015 Q4	$1.27M	Sell	27,344 -430	-2%	-$21.3K	0.26%	104
2015 Q3	$1.31M	Buy	27,774 +870	+3%	+$43.7K	0.32%	76
2015 Q2	$1.43M	Sell	26,904 -3,178	-11%	-$170K	0.35%	67
2015 Q1	$1.61M	Buy	30,082 +2,240	+8%	+$117K	0.39%	57
2014 Q4	$1.47K	Buy	27,842 +1,580	+6%	+$84.5K	0.03%	641
2014 Q3	$1.34M	Sell	26,262 -28,018	-52%	-$1.51M	0.35%	63
2014 Q2	$1.49M	Buy	54,280 +29,660	+120%	+$1.58M	0.35%	47
2014 Q1	$1.33M	Buy	24,620 +840	+4%	+$44.3K	0.4%	48
2013 Q4	$1.27M	Sell	23,780 -140	-0.6%	-$7.16K	0.4%	50
2013 Q3	$1.17M	Buy	23,920 +130	+0.5%	+$6.2K	0.4%	53
2013 Q2	$1.06M	Buy	+23,790	New	+$1.05M	0.36%	58

Other funds holding SLYV

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wealth Enhancement Advisory Services

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

HighTower Advisors

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Hengehold Capital Management Cincinnati, Ohio $1.14B AUM 12.97% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.11B AUM 20.67% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return