Transform Wealth’s State Street SPDR S&P 600 Small Cap Value ETF SLYV Stock Holding History

Transform Wealth’s Portfolio SLYV Stock Details SLYV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-77,594	Closed	-$5.3M	–	199
2018 Q3	$5.3M	Buy	77,594 +4,419	+6%	+$305K	0.92%	39
2018 Q2	$4.89M	Buy	73,175 +25,901	+55%	+$1.69M	0.88%	36
2018 Q1	$2.92M	Buy	47,274 +768	+2%	+$48.3K	0.55%	63
2017 Q4	$2.92M	Buy	46,506 +1,312	+3%	+$83.6K	0.54%	63
2017 Q3	$2.86M	Buy	+45,194	New	+$2.69M	1%	22
2017 Q2	–	Sell	-55,404	Closed	-$3.27M	–	155
2017 Q1	$3.27M	Buy	55,404 +4,028	+8%	+$239K	1.22%	15
2016 Q4	$3.06M	Buy	51,376 +868	+2%	+$48.7K	1.21%	12
2016 Q3	$2.71M	Buy	50,508 +1,432	+3%	+$75.4K	1.16%	12
2016 Q2	$2.46M	Buy	+49,076	New	+$2.42M	1.03%	13

Other funds holding SLYV

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FPIS

Financial Planning & Information Services De Pere, Wisconsin $726M AUM 21.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.11B AUM 20.67% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return

Transform Wealth's SLYV Position: Q4 2018 in Review

Transform Wealth sold out of State Street SPDR S&P 600 Small Cap Value ETF (SLYV) in Q4 2018, closing a stake of 77,594 shares — an estimated $5.3M sold.

Transform Wealth first reported a position in SLYV in Q2 2016 and held it in 9 quarters. The position peaked at $5.3M in Q3 2018. 253 funds tracked by Wall St. Rank hold SLYV as of Q4 2018.

Transform Wealth reported no remaining State Street SPDR S&P 600 Small Cap Value ETF position as of Q4 2018 after selling out during the quarter.
Transform Wealth sold 77,594 State Street SPDR S&P 600 Small Cap Value ETF shares in Q4 2018, an estimated $5.3M.
Transform Wealth first reported a position in State Street SPDR S&P 600 Small Cap Value ETF in Q2 2016 and held it in 9 quarters.
Transform Wealth's State Street SPDR S&P 600 Small Cap Value ETF position peaked at $5.3M in Q3 2018.
253 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Value ETF as of Q4 2018.

Based on Transform Wealth's 13F filing for Q4 2018, filed 30 Jan 2019.