B. Riley Wealth Management’s State Street SPDR S&P 600 Small Cap Value ETF SLYV Stock Holding History

B. Riley Wealth Management’s Portfolio SLYV Stock Details SLYV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-398	Closed	-$21K	–	648
2015 Q2	$21K	Hold	398	–	–	0.02%	596
2015 Q1	$21K	Hold	398	–	–	0.02%	600
2014 Q4	$21K	Hold	398	–	–	0.02%	578
2014 Q3	$20K	Sell	398 -20	-5%	-$1.07K	0.01%	603
2014 Q2	$23K	Hold	418	–	–	0.01%	631
2014 Q1	$23K	Buy	+418	New	+$22K	0.02%	604

Other funds holding SLYV

TMFS Holdings Overland Park, Kansas $1.2B AUM 9.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.38B AUM 30.57% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

B. Riley Wealth Management's SLYV Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR S&P 600 Small Cap Value ETF (SLYV) in Q3 2015, closing a stake of 398 shares — an estimated $21K sold.

B. Riley Wealth Management first reported a position in SLYV in Q1 2014 and held it in 6 quarters. The position peaked at $23K in Q2 2014. 66 funds tracked by Wall St. Rank hold SLYV as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR S&P 600 Small Cap Value ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 398 State Street SPDR S&P 600 Small Cap Value ETF shares in Q3 2015, an estimated $21K.
B. Riley Wealth Management first reported a position in State Street SPDR S&P 600 Small Cap Value ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's State Street SPDR S&P 600 Small Cap Value ETF position peaked at $23K in Q2 2014.
66 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Value ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.