B. Riley Wealth Management’s SPDR S&P 600 Small Cap Value ETF SLYV Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q3
Sell
-398
Closed -$21K 649
2015
Q2
$21K Hold
398
0.02% 596
2015
Q1
$21K Hold
398
0.02% 600
2014
Q4
$21K Hold
398
0.02% 578
2014
Q3
$20K Sell
398
-20
-5% -$1.01K 0.01% 603
2014
Q2
$23K Hold
418
0.01% 631
2014
Q1
$23K Buy
+418
New +$23K 0.02% 604