Carnick & Kubik’s State Street SPDR S&P 600 Small Cap Value ETF SLYV Stock Holding History

Carnick & Kubik’s Portfolio SLYV Stock Details SLYV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-7,148	Closed	-$405K	–	120
2014 Q1	$405K	Buy	7,148 +1,366	+24%	+$72K	0.39%	105
2013 Q4	$322K	Buy	+5,782	New	+$296K	0.29%	106

Other funds holding SLYV

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CBB

Citizens Business Bank Ontario, California $610M AUM 27.86% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $504M AUM 40.92% 1-Year Est. Return

Carnick & Kubik's SLYV Position: Q2 2014 in Review

Carnick & Kubik sold out of State Street SPDR S&P 600 Small Cap Value ETF (SLYV) in Q2 2014, closing a stake of 7,148 shares — an estimated $405K sold.

Carnick & Kubik first reported a position in SLYV in Q4 2013 and held it in 2 quarters. The position peaked at $405K in Q1 2014. 49 funds tracked by Wall St. Rank hold SLYV as of Q2 2014.

Carnick & Kubik reported no remaining State Street SPDR S&P 600 Small Cap Value ETF position as of Q2 2014 after selling out during the quarter.
Carnick & Kubik sold 7,148 State Street SPDR S&P 600 Small Cap Value ETF shares in Q2 2014, an estimated $405K.
Carnick & Kubik first reported a position in State Street SPDR S&P 600 Small Cap Value ETF in Q4 2013 and held it in 2 quarters.
Carnick & Kubik's State Street SPDR S&P 600 Small Cap Value ETF position peaked at $405K in Q1 2014.
49 funds tracked by Wall St. Rank held State Street SPDR S&P 600 Small Cap Value ETF as of Q2 2014.

Based on Carnick & Kubik's 13F filing for Q2 2014, filed 5 Aug 2014.