SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

144 hedge funds and large institutions have $276M invested in Saba Capital Income & Opportunities Fund II in 2018 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 48 increasing their positions, 38 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
144
Holders Change
+8
Holders Change %
+5.88%
% of All Funds
3.21%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.13%
New
27
Increased
48
Reduced
38
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JFA
JNBA Financial Advisors
Minnesota
$6.97M
2
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
$2.56M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$4.69M
4
FIMG
Financial & Investment Management Group
Michigan
$9.78M
5
RCG
Ruggie Capital Group
Florida
$1.26M

Top Sellers

1
ECM
Evergreen Capital Management
Washington
$20.1M
2
Morgan Stanley
Morgan Stanley
New York
$6.99M
3
NSIM
North Star Investment Management
Illinois
$9.19M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$2.99M
5
6M
6 Meridian
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IF
126
Ironwood Financial
Arizona
$21K – – –
TCM
127
Tradewinds Capital Management
Washington
$20K – – –
QCIG
128
Quad-Cities Investment Group
Iowa
$18K +$281 +23 +2%
PNC Financial Services Group
129
PNC Financial Services Group
Pennsylvania
$17K -$197K -16,777 -92%
SWM
130
SeaCrest Wealth Management
New York
$16K – – –
FIB
131
First Interstate Bank
Montana
$14K – – –
WANY
132
Wealthspire Advisors (New York)
New York
$14K +$14K +1,129 New
FCA
133
FinTrust Capital Advisors
South Carolina
$13K +$13K +1,100 New
APA
134
American Portfolios Advisors
New York
$12.1K +$12.1K +1,000 +50,000%
Fifth Third Bancorp
135
Fifth Third Bancorp
Ohio
$12K +$8.2K +683 +215%
PWMG
136
Prestige Wealth Management Group
New Jersey
$12K +$12K +1,000 New
SIS
137
Sound Income Strategies
Florida
$6K – – –
PFGIA
138
Patriot Financial Group Insurance Agency
Massachusetts
$6K +$6K +500 New
EWM
139
Endurance Wealth Management
Rhode Island
$5K – – –
ASN
140
Advisory Services Network
Georgia
$5K +$1.13K +99 +29%
RFC
141
Regions Financial Corp
Alabama
$5K +$2.61K +218 +109%
HNB
142
Huntington National Bank
Ohio
$4K -$5K – –
DAM
143
Delta Asset Management
Tennessee
$4K – – –
ACS
144
Archford Capital Strategies
Illinois
$4K – – –
DSC
145
Duncker Streett & Co
Missouri
$3K – – –
JCM
146
Jacobi Capital Management
Pennsylvania
$1K – – –
6M
147
6 Meridian
Kansas
– -$893K -72,935 Closed
Geode Capital Management
148
Geode Capital Management
Massachusetts
– -$797K -65,115 Closed
NMC
149
Nine Masts Capital
Hong Kong
– -$103K -8,400 Closed
AWM
150
Aries Wealth Management
Maine
– -$83K -6,775 Closed
3 4 5
6
7