SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

122 hedge funds and large institutions have $134M invested in Saba Capital Income & Opportunities Fund II in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 10 closing their positions.

Holders
122
Holders Change
-3
Holders Change %
-2.4%
% of All Funds
3.41%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
9
Increased
28
Reduced
39
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PMG
1
Private Management Group
California
$10.5M
2
DA
2
Doliver Advisors
Texas
$2.49M
3
RCM
3
Rivernorth Capital Management
Florida
$19.6M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$3.49M
5
UBS Group
5
UBS Group
Switzerland
$2.62M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.04M
2
MFS
2
MSI Financial Services
Massachusetts
$54K
3
GC
3
Guggenheim Capital
Illinois
$3.54M
4
SJIC
4
St. James Investment Company
Texas
$0
5
RJA
5
Raymond James & Associates
Florida
$1.45M
Name Market Value Shares Shares
Change 		Shares
Change %
Envestnet Asset Management
101
Envestnet Asset Management
Illinois
$20K 3,347 +3,347 New
Deutsche Bank
102
Deutsche Bank
Germany
$16K 2,650 – –
TFA
103
Transamerica Financial Advisors
Florida
$14K 2,294 -1,496 -39%
CFG
104
CKW Financial Group
Hawaii
$14K 2,284 – –
FIB
105
First Interstate Bank
Montana
$14K 2,321 +2,321 New
APSP
106
Asset Planning Services (Pennsylvania)
Pennsylvania
$13K 2,069 +25 +1%
TSW
107
Thompson Siegel & Walmsley
Virginia
$8K 1,280 – –
VNA
108
Valley National Advisers
Pennsylvania
$8K 1,386 – –
Citigroup
109
Citigroup
New York
$8K 1,385 – –
DOA
110
D'Orazio & Associates
Virginia
$7K 1,025 – –
GWM
111
Gupta Wealth Management
California
$6K 1,000 -400 -29%
RFA
112
Reilly Financial Advisors
California
$6K 1,000 – –
EWM
113
Endurance Wealth Management
Rhode Island
$5K 750 – –
WTB
114
Washington Trust Bank
Washington
$5K 780 – –
HCM
115
Horrell Capital Management
Arkansas
$5K 789 – –
ACS
116
Archford Capital Strategies
Illinois
$4K 725 – –
DSC
117
Duncker Streett & Co
Missouri
$4K 700 – –
DAM
118
Delta Asset Management
Tennessee
$4K 604 – –
PG
119
Patten Group
Tennessee
$3.65K 600 – –
TC
120
Trust Company
Kansas
$3K 500 – –
NSIM
121
North Star Investment Management
Illinois
$2K 400 – –
SJIC
122
St. James Investment Company
Texas
– – -110,960 Closed
Goldman Sachs
123
Goldman Sachs
New York
– – -35,851 Closed
Northern Trust
124
Northern Trust
Illinois
– – -28,750 Closed
FCCM
125
First City Capital Management
Georgia
– – -26,775 Closed
2 3 4
5
6