Northern Trust’s Saba Capital Income & Opportunities Fund II SABA Stock Holding History

Northern Trust’s Portfolio SABA Stock Details SABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-14,375	Closed	-$2K	–	4331
2015 Q2	$2K	Hold	14,375	–	–	﹤0.01%	4222
2015 Q1	$2K	Buy	+14,375	New	+$208K	﹤0.01%	4311
2014 Q1	–	Sell	-7,025	Closed	-$1K	–	4205
2013 Q4	$1K	Sell	7,025 -9,900	-58%	-$162K	﹤0.01%	4101
2013 Q3	$3K	Sell	16,925 -950	-5%	-$15.7K	﹤0.01%	4048
2013 Q2	$3K	Buy	+17,875	New	+$332K	﹤0.01%	4066

Other funds holding SABA

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.8B AUM 23.19% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Northern Trust's SABA Position: Q3 2015 in Review

Northern Trust sold out of Saba Capital Income & Opportunities Fund II (SABA) in Q3 2015, closing a stake of 14,375 shares — an estimated $2K sold.

Northern Trust first reported a position in SABA in Q2 2013 and held it in 5 quarters. The position peaked at $3K in Q3 2013. 122 funds tracked by Wall St. Rank hold SABA as of Q3 2015.

Northern Trust reported no remaining Saba Capital Income & Opportunities Fund II position as of Q3 2015 after selling out during the quarter.
Northern Trust sold 14,375 Saba Capital Income & Opportunities Fund II shares in Q3 2015, an estimated $2K.
Northern Trust first reported a position in Saba Capital Income & Opportunities Fund II in Q2 2013 and held it in 5 quarters.
Northern Trust's Saba Capital Income & Opportunities Fund II position peaked at $3K in Q3 2013.
122 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund II as of Q3 2015.

Based on Northern Trust's 13F filing for Q3 2015, filed 12 Nov 2015.