SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

129 hedge funds and large institutions have $155M invested in Saba Capital Income & Opportunities Fund II in 2015 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 26 increasing their positions, 42 reducing their positions, and 15 closing their positions.

Holders
129
Holders Change
+2
Holders Change %
+1.57%
% of All Funds
3.44%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.08%
New
18
Increased
26
Reduced
42
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$7.14M
2
GC
2
Guggenheim Capital
Illinois
$5.92M
3
LPL Financial
3
LPL Financial
California
$2.86M
4
MFS
4
MSI Financial Services
Massachusetts
$1.34M
5
SJIC
5
St. James Investment Company
Texas
$780K

Top Sellers

1
AWS
1
Aris Wealth Services
Pennsylvania
$0
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.8M
3
EHC
3
Everett Harris & Co
California
$3.61M
4
FIMG
4
Financial & Investment Management Group
Michigan
$334K
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BRWM
101
B. Riley Wealth Management
Tennessee
$32K 4,504 – –
GI
102
Gradient Investments
Minnesota
$29K 4,070 – –
TFA
103
Transamerica Financial Advisors
Florida
$28K 3,762 -126 -3%
TCM
104
Tradewinds Capital Management
Washington
$24K 3,350 – –
CWM
105
Concert Wealth Management
California
$17K 20,153 +1,686 +9%
CFG
106
CKW Financial Group
Hawaii
$16K 2,284 – –
WP
107
WealthPLAN Partners
Nebraska
$14K 1,900 +1,900 New
Fifth Third Bancorp
108
Fifth Third Bancorp
Ohio
$13K 1,774 – –
BFEC
109
Benjamin F. Edwards & Company
Missouri
$13K 1,823 +19 +1%
HDIM
110
Hanson & Doremus Investment Management
Vermont
$11K 1,500 – –
Citigroup
111
Citigroup
New York
$11K 1,464 +79 +6%
VNA
112
Valley National Advisers
Pennsylvania
$10K 1,386 – –
GWM
113
Gupta Wealth Management
California
$10K 1,400 +1,400 New
TSW
114
Thompson Siegel & Walmsley
Virginia
$9K 1,280 – –
DOA
115
D'Orazio & Associates
Virginia
$7K 1,025 – –
OIA
116
Optimum Investment Advisors
Illinois
$7K 1,000 – –
RFA
117
Reilly Financial Advisors
California
$7K 1,000 – –
AIG
118
American International Group
New York
$6.37K 886 +1 +0.1%
WTB
119
Washington Trust Bank
Washington
$6K 780 – –
HCM
120
Horrell Capital Management
Arkansas
$6K 789 – –
ACS
121
Archford Capital Strategies
Illinois
$5.21K 725 – –
DSC
122
Duncker Streett & Co
Missouri
$5K 700 – –
DAM
123
Delta Asset Management
Tennessee
$4K 604 – –
TC
124
Trust Company
Kansas
$4K 500 +500 New
BCI
125
Brinker Capital Investments
Pennsylvania
$3K 353 -463 -57%
2 3 4
5
6