SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

125 hedge funds and large institutions have $177M invested in Saba Capital Income & Opportunities Fund II in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
125
Holders Change
+6
Holders Change %
+5.04%
% of All Funds
3.6%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
14
Increased
43
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$21.7M
2
Invesco
2
Invesco
Georgia
$13.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$21.8M
4
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$2.42M
5
NCM
5
Newgate Capital Management
Connecticut
$5.04M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$774K
2
GLA
2
Great Lakes Advisors
Illinois
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$0
4
IWC
4
Integrated Wealth Counsel
California
$0
5
EHC
5
Everett Harris & Co
California
$12.2M
Name Market Value Shares Shares
Change 		Shares
Change %
Deutsche Bank
101
Deutsche Bank
Germany
$21K 2,650 – –
VCM
102
Vigilant Capital Management
Maine
$21K 2,555 – –
AIG
103
American International Group
New York
$19.2K 2,328 -371 -14%
CFG
104
CKW Financial Group
Hawaii
$19K 2,284 – –
DADC
105
D.A. Davidson & Co
Montana
$18K 2,300 +2,000 +667%
1IC
106
1919 Investment Counsel
Maryland
$15K 1,714 – –
BFEC
107
Benjamin F. Edwards & Company
Missouri
$15K 1,759 +1,071 +156%
Fifth Third Bancorp
108
Fifth Third Bancorp
Ohio
$14K 1,700 – –
HFM
109
Hartford Financial Management
Connecticut
$13K 1,673 +1,673 New
HDIM
110
Hanson & Doremus Investment Management
Vermont
$12K 1,500 – –
CFN
111
Cordasco Financial Network
Florida
$11K 1,300 -1,350 -51%
TSW
112
Thompson Siegel & Walmsley
Virginia
$11K 1,280 – –
MPWT
113
MassMutual Private Wealth & Trust
Connecticut
$9.16K 1,109 +1,109 New
RFA
114
Reilly Financial Advisors
California
$8K 1,000 – –
OIA
115
Optimum Investment Advisors
Illinois
$8K 1,000 – –
HCM
116
Horrell Capital Management
Arkansas
$7K 789 – –
WTB
117
Washington Trust Bank
Washington
$6K 780 – –
BCI
118
Brinker Capital Investments
Pennsylvania
$6K 670 +4 +0.6%
ACS
119
Archford Capital Strategies
Illinois
$5.99K 725 -1,985 -73%
DAM
120
Delta Asset Management
Tennessee
$5K 604 – –
PTC
121
Private Trust Company
Ohio
$5K 630 – –
BRWM
122
B. Riley Wealth Management
Tennessee
$4K 504 – –
NSIM
123
North Star Investment Management
Illinois
$3K 400 – –
Envestnet Asset Management
124
Envestnet Asset Management
Illinois
$1K 111 – –
FPCG
125
Fort Pitt Capital Group
Pennsylvania
$83 10 +10 New
2 3 4
5
6