SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

118 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 34 increasing their positions, 36 reducing their positions, and 8 closing their positions.

Holders
118
Holders Change
+16
Holders Change %
+15.69%
% of All Funds
3.43%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
25
Increased
34
Reduced
36
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.8M
2
GC
2
Guggenheim Capital
Illinois
$9.13M
3
SCM
3
Saba Capital Management
New York
$1.52M
4
Invesco
4
Invesco
Georgia
$8.55M
5
SG Americas Securities
5
SG Americas Securities
New York
$896K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$9.85M
2
EHC
2
Everett Harris & Co
California
$16M
3
Morgan Stanley
3
Morgan Stanley
New York
$20M
4
FAAM
4
First Allied Asset Management
California
$0
5
Lazard Asset Management
5
Lazard Asset Management
New York
$2.17M
Name Market Value Shares Shares
Change 		Shares
Change %
1IC
101
1919 Investment Counsel
Maryland
$14K 1,714 – –
HDIM
102
Hanson & Doremus Investment Management
Vermont
$12K 1,500 -1,550 -51%
TSW
103
Thompson Siegel & Walmsley
Virginia
$10K 1,280 – –
OIA
104
Optimum Investment Advisors
Illinois
$8K 1,000 – –
Citigroup
105
Citigroup
New York
$7K 850 +350 +70%
HNB
106
Huntington National Bank
Ohio
– – – –
HCM
107
Horrell Capital Management
Arkansas
$6K 789 – –
DADC
108
D.A. Davidson & Co
Montana
$6K 795 +495 +165%
PTCG
109
Pring Turner Capital Group
California
$6K 700 +700 New
DAM
110
Delta Asset Management
Tennessee
$5K 604 – –
BCI
111
Brinker Capital Investments
Pennsylvania
$5K 650 +4 +0.6%
BFEC
112
Benjamin F. Edwards & Company
Missouri
$5K 679 +27 +4%
PTC
113
Private Trust Company
Ohio
$5K 630 +630 New
EWM
114
Elite Wealth Management
Washington
$4K 500 +500 New
HF
115
Hoxton Financial
West Virginia
$3K 350 +350 New
Northern Trust
116
Northern Trust
Illinois
$1K 14,050 -19,800 -58%
Envestnet Asset Management
117
Envestnet Asset Management
Illinois
$1K 111 – –
NDSI
118
Newman Dignan & Sheerar Inc
Rhode Island
$211 26,530 -250 -0.9%
FPCG
119
Fort Pitt Capital Group
Pennsylvania
$79 10 – –
FAAM
120
First Allied Asset Management
California
– – -264,045 Closed
AL
121
Aspiriant LLC
California
– – -150,998 Closed
PI
122
Placemark Investments
Illinois
– – -78,826 Closed
DA
123
Doliver Advisors
Texas
– – -14,915 Closed
Bank of New York Mellon
124
Bank of New York Mellon
New York
– – -12,500 Closed
PP
125
Palladium Partners
Virginia
– – -1,857 Closed
2 3 4
5
6