SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

136 hedge funds and large institutions have $273M invested in Saba Capital Income & Opportunities Fund II in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 46 increasing their positions, 37 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
-2
Holders Change %
-1.45%
% of All Funds
3.11%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
14
Increased
46
Reduced
37
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$15.5M
2
PPA
2
Parametric Portfolio Associates
Washington
$3.88M
3
Wells Fargo
3
Wells Fargo
California
$32.5M
4
AA
4
Altman Advisors
Illinois
$1.86M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$797K

Top Sellers

1
ECM
1
Evergreen Capital Management
Washington
$25.3M
2
CWM
2
Cornerstone Wealth Management
Missouri
$4.99M
3
JFA
3
JNBA Financial Advisors
Minnesota
$0
4
SCM
4
Saba Capital Management
New York
$0
5
WMG
5
WESCAP Management Group
California
$143K
Name Holding Trade Value Shares
Change 		Shares
Change %
WMG
76
WESCAP Management Group
California
$143K -$3.98M -327,079 -97%
PHIMC
77
Private Harbour Investment Management & Counsel
Ohio
$135K -$8.59K -700 -6%
Citigroup
78
Citigroup
New York
$131K -$167K -13,647 -56%
SWP
79
Stratos Wealth Partners
Ohio
$121K -$5.21K -426 -4%
FWIA
80
Fort Washington Investment Advisors
Ohio
$119K -$28.2K -2,300 -19%
UCFA
81
United Capital Financial Advisors
Texas
$118K – – –
AFA
82
Arlington Financial Advisors
California
$110K – – –
NMC
83
Nine Masts Capital
Hong Kong
$103K +$7.97K +650 +8%
GAM
84
Gould Asset Management
California
$101K -$31.5K -2,582 -24%
Baird Financial Group
85
Baird Financial Group
Wisconsin
$92K -$70.9K -5,744 -44%
AWM
86
Aries Wealth Management
Maine
$83K – – –
TC
87
Telemus Capital
Michigan
$80K -$37.7K -3,075 -32%
AG
88
Advisor Group
Arizona
$80K +$16.5K +1,337 +26%
AWA
89
Arete Wealth Advisors
Illinois
$76K -$148K -12,145 -66%
William Blair & Company
90
William Blair & Company
Illinois
$76K -$1.45K -119 -2%
SFS
91
Sowell Financial Services
Arkansas
$76K +$317 +26 +0.4%
RTS
92
Round Table Services
New Jersey
$76K +$76K +6,194 New
CWS
93
Cypress Wealth Services
California
$75K – – –
CA
94
Cetera Advisors
Colorado
$74K +$74K +6,158 New
OIM
95
Orca Investment Management
Oregon
$72K – – –
CA
96
Calton & Associates
Florida
$71K +$1.44K +118 +2%
FHA
97
Flagship Harbor Advisors
Massachusetts
$70K – – –
FPCG
98
Fort Pitt Capital Group
Pennsylvania
$69K – – –
ClearBridge Investments
99
ClearBridge Investments
New York
$67K – – –
SPC
100
Sigma Planning Corp
Michigan
$62K +$62K +5,034 New
2 3
4
5 6