SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

136 hedge funds and large institutions have $268M invested in Saba Capital Income & Opportunities Fund II in 2018 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 46 increasing their positions, 32 reducing their positions, and 20 closing their positions.

Holders
136
Holders Change
-4
Holders Change %
-2.86%
% of All Funds
3.12%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
17
Increased
46
Reduced
32
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$6.53M
2
FIMG
2
Financial & Investment Management Group
Michigan
$7.56M
3
Wells Fargo
3
Wells Fargo
California
$30.6M
4
PHS
4
Pekin Hardy Strauss
Illinois
$11.5M
5
RCM
5
Rivernorth Capital Management
Florida
$27.8M

Top Sellers

1
ECM
1
Evergreen Capital Management
Washington
$26.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.99M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$0
4
LCM
4
Landscape Capital Management
New Jersey
$1.61M
5
AWA
5
Arete Wealth Advisors
Illinois
$77K
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
76
Raymond James Financial Services Advisors
Florida
$183K 28,690 -7,966 -22%
Baird Financial Group
77
Baird Financial Group
Wisconsin
$176K 27,549 -2,781 -9%
Creative Planning
78
Creative Planning
Kansas
$175K 27,331 +110 +0.4%
FWIA
79
Fort Washington Investment Advisors
Ohio
$153K 24,000 -6,100 -20%
UCFA
80
United Capital Financial Advisors
Texas
$152K 23,810 +4,500 +23%
PHIMC
81
Private Harbour Investment Management & Counsel
Ohio
$149K 23,393 – –
AFA
82
Arlington Financial Advisors
California
$148K 22,983 – –
Goldman Sachs
83
Goldman Sachs
New York
$135K 21,114 +9,919 +89%
CWM
84
Cornerstone Wealth Management
Missouri
$105K 16,206 – –
LSAG
85
Lake Street Advisors Group
New Hampshire
$100K 15,577 -25,421 -62%
IAMOG
86
Investors Asset Management of Georgia
Georgia
$99K 15,500 – –
DC
87
Davenport & Co
Virginia
$95K 14,860 -12,996 -47%
NMC
88
Nine Masts Capital
Hong Kong
$91K 14,200 +14,200 New
AWM
89
Aries Wealth Management
Maine
$87K 13,550 – –
CWS
90
Cypress Wealth Services
California
$83K 13,025 +775 +6%
OIM
91
Orca Investment Management
Oregon
$81K 12,700 – –
SFS
92
Sowell Financial Services
Arkansas
$80K 12,410 – –
GHAM
93
Gilman Hill Asset Management
Connecticut
$80K 12,500 – –
AWA
94
Arete Wealth Advisors
Illinois
$77K 12,055 -110,116 -90%
AG
95
Advisor Group
Arizona
$74K 11,616 -21,807 -65%
FHA
96
Flagship Harbor Advisors
Massachusetts
$72K 11,400 -1,900 -14%
FPCG
97
Fort Pitt Capital Group
Pennsylvania
$72K 11,250 – –
ClearBridge Investments
98
ClearBridge Investments
New York
$70K 11,000 – –
LJAC
99
L.J. Altfest & Co
New York
$70K 11,029 +11,029 New
WPW
100
Waldron Private Wealth
Pennsylvania
$69K 10,893 +10,893 New
2 3
4
5 6