SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $248M invested in Saba Capital Income & Opportunities Fund II in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 39 increasing their positions, 35 reducing their positions, and 14 closing their positions.

Holders
127
Holders Change
-4
Holders Change %
-3.05%
% of All Funds
3.39%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
10
Increased
39
Reduced
35
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$81.9M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.37M
3
RCM
3
Rivernorth Capital Management
Florida
$24.8M
4
Barclays
4
Barclays
United Kingdom
$2.33M
5
NHFG
5
New Harbor Financial Group
Massachusetts
$1.97M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$235K
2
LPL Financial
2
LPL Financial
California
$1.54M
3
UBS Group
3
UBS Group
Switzerland
$2.44M
4
GS
4
Girard Securities
California
$858K
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.6M
Name Market Value Shares Shares
Change 		Shares
Change %
RJT
76
Raymond James Trust
Florida
$130K 20,862 +400 +2%
Millennium Management
77
Millennium Management
New York
$130K 20,765 +20,765 New
AA
78
AQR Arbitrage
Connecticut
$127K 20,427 -58,770 -74%
IAMOG
79
Investors Asset Management of Georgia
Georgia
$125K 19,999 -4,000 -17%
TC
80
Telemus Capital
Michigan
$121K 19,375 +19,375 New
MFS
81
MSI Financial Services
Massachusetts
$115K 18,566 +2,442 +15%
CWM
82
Cornerstone Wealth Management
Missouri
$103K 16,539 +16,539 New
HCIA
83
Hochman Cole Investment Advisors
Illinois
$99K 15,900 +15,900 New
CWM
84
Concert Wealth Management
California
$97K 15,390 +796 +5%
WP
85
WealthSource Partners
California
$94K 14,999 +14,999 New
IWM
86
Integrated Wealth Management
California
$89K 14,250 – –
ICOA
87
Investment Centers of America
North Dakota
$87K 14,007 +1,134 +9%
WMG
88
WESCAP Management Group
California
$80K 12,749 -1,635 -11%
OIM
89
Orca Investment Management
Oregon
$79K 12,700 – –
NFG
90
Next Financial Group
Texas
$79K 12,643 +2,543 +25%
Creative Planning
91
Creative Planning
Kansas
$78K 12,536 -4,838 -28%
GHAM
92
Gilman Hill Asset Management
Connecticut
$78K 12,500 – –
US Bancorp
93
US Bancorp
Minnesota
$78K 12,387 +2,200 +22%
MIC
94
Meridian Investment Counsel
California
$72K 11,500 – –
CCM
95
Cribstone Capital Management
Maine
$67K 10,639 – –
SIG
96
Stanford Investment Group
California
$63K 10,050 – –
FPCG
97
Fort Pitt Capital Group
Pennsylvania
$62K 10,000 – –
AF
98
Allworth Financial
California
$61K 9,764 – –
NMC
99
Nine Masts Capital
Hong Kong
$41K 6,582 -29,820 -82%
ClearBridge Investments
100
ClearBridge Investments
New York
$31K 5,000 – –
2 3
4
5 6