SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $342M invested in Saba Capital Income & Opportunities Fund II in 2014 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 8 closing their positions.

Holders
127
Holders Change
+8
Holders Change %
+6.72%
% of All Funds
3.39%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
22
Increased
31
Reduced
37
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$187M
2
RCM
2
Rivernorth Capital Management
Florida
$24.3M
3
FIMG
3
Financial & Investment Management Group
Michigan
$1.99M
4
SG Americas Securities
4
SG Americas Securities
New York
$1.43M
5
EAM
5
Evanson Asset Management
California
$10M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$5.56M
2
BJ
2
Brouwer & Janachowski
California
$0
3
B
3
Baird
Wisconsin
$7.01M
4
Morgan Stanley
4
Morgan Stanley
New York
$17.1M
5
WCM
5
Windsor Capital Management
Arizona
$7.65M
Name Market Value Shares Shares
Change 		Shares
Change %
CWM
76
Concert Wealth Management
California
$133K 18,467 -1,730 -9%
GWA
77
Genesis Wealth Advisors
Massachusetts
$129K 17,500 +17,500 New
V
78
Veritable
Delaware
$124K 17,246 – –
DC
79
Davenport & Co
Virginia
$122K 16,900 – –
CAS
80
CTC Alternative Strategies
Illinois
$117K 16,300 +16,300 New
OIM
81
Orca Investment Management
Oregon
$113K 15,700 – –
FA
82
Financial Advantage
Maryland
$110K 15,317 – –
VFS
83
VSR Financial Services
Kansas
$99K 13,727 -300 -2%
TC
84
TradeLink Capital
Illinois
$94K 13,100 +13,100 New
KeyBank National Association
85
KeyBank National Association
Ohio
$93K 12,900 – –
GHAM
86
Gilman Hill Asset Management
Connecticut
$90K 12,500 -5,000 -29%
BC
87
Bartlett & Co
Ohio
$89K 12,400 – –
WT
88
Whittier Trust
California
$87K 12,115 – –
Janney Montgomery Scott
89
Janney Montgomery Scott
Pennsylvania
$74.1K 10,300 -13,306 -56%
NFG
90
Next Financial Group
Texas
$72K 10,000 -1,843 -16%
FPCG
91
Fort Pitt Capital Group
Pennsylvania
$72K 10,000 – –
JIC
92
Joel Isaacson & Co
New York
$47K 6,471 – –
LFR
93
Lehman Financial Resources
Pennsylvania
$45K 6,250 – –
IF
94
Ironwood Financial
Arizona
$42K 5,843 +5,843 New
WA
95
Waverly Advisors
Alabama
$37K 5,200 +5,200 New
ClearBridge Investments
96
ClearBridge Investments
New York
$36K 5,000 – –
Creative Planning
97
Creative Planning
Kansas
$32K 4,518 -1,972 -30%
BRWM
98
B. Riley Wealth Management
Tennessee
$32K 4,504 +4,304 +2,152%
GI
99
Gradient Investments
Minnesota
$29K 4,070 – –
PSI
100
Pinnacle Summer Investments
Virginia
$29K 4,000 +4,000 New
2 3
4
5 6