SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

102 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 30 reducing their positions, and 8 closing their positions.

Holders
102
Holders Change
+5
Holders Change %
+5.15%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
14
Increased
33
Reduced
30
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$6.77M
2
NHFG
2
New Harbor Financial Group
Massachusetts
$3.44M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.79M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.66M
5
B
5
Baird
Wisconsin
$11.7M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$20.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.9M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$2.09M
4
IWC
4
Integrated Wealth Counsel
California
$2.81M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.6M
Name Market Value Shares Shares
Change 		Shares
Change %
LNB
76
Ledyard National Bank
$69K 4,146 – –
JIC
77
Joel Isaacson & Co
New York
$54K 3,236 – –
Creative Planning
78
Creative Planning
Kansas
$47K 2,797 +723 +35%
NES
79
New England Securities
New York
$45K 2,690 -1,034 -28%
GI
80
Gradient Investments
Minnesota
$33K 1,985 -750 -27%
TF
81
Tompkins Financial
New York
$32K 1,933 +1,933 New
HDIM
82
Hanson & Doremus Investment Management
Vermont
$25K 1,525 +1,525 New
AIG
83
American International Group
New York
$22.7K 1,357 -3,519 -72%
Fifth Third Bancorp
84
Fifth Third Bancorp
Ohio
$19K 1,148 – –
HPBT
85
High Point Bank & Trust
North Carolina
$18K 1,084 – –
AL
86
Aspiriant LLC
California
$18K 75,499 +75,499 New
PP
87
Palladium Partners
Virginia
$16K 929 – –
TFA
88
Transamerica Financial Advisors
Florida
$16K 898 +120 +15%
1IC
89
1919 Investment Counsel
Maryland
$15K 857 – –
TSW
90
Thompson Siegel & Walmsley
Virginia
$11K 640 – –
Bank of Montreal
91
Bank of Montreal
Ontario, Canada
$8K 463 +463 New
OIA
92
Optimum Investment Advisors
Illinois
$8K 500 +500 New
HCM
93
Horrell Capital Management
Arkansas
$7K 395 – –
HNB
94
Huntington National Bank
Ohio
– – – –
CTC
95
Central Trust Company
Missouri
$6K 400 – –
BFEC
96
Benjamin F. Edwards & Company
Missouri
$5K 326 -500 -61%
DAM
97
Delta Asset Management
Tennessee
$5K 302 – –
BCI
98
Brinker Capital Investments
Pennsylvania
$5K 323 +2 +0.6%
Citigroup
99
Citigroup
New York
$4K 250 -31,228 -99%
Northern Trust
100
Northern Trust
Illinois
$3K 16,925 -950 -5%
1 2 3
4
5