SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

130 hedge funds and large institutions have $170M invested in Saba Capital Income & Opportunities Fund II in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 11 closing their positions.

Holders
130
Holders Change
+8
Holders Change %
+6.56%
% of All Funds
3.41%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
20
Increased
32
Reduced
41
Closed
11
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
-$6K

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$25.4M
2
LPL Financial
2
LPL Financial
California
$6.7M
3
PHS
3
Pekin Hardy Strauss
Illinois
$3.96M
4
AssetMark Inc
4
AssetMark Inc
California
$3.57M
5
1CP
5
1607 Capital Partners
Virginia
$3.15M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$91K
2
NHFG
2
New Harbor Financial Group
Massachusetts
$2.14M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.12M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$5.17M
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GEM
51
Global Endowment Management
North Carolina
$381K 60,000 – –
HL
52
HeadInvest LLC
Maine
$357K 56,250 -3,500 -6%
NPC
53
National Planning Corporation
California
$334K 53,845 +23,257 +76%
SWP
54
Stratos Wealth Partners
Ohio
$320K 50,463 +1,128 +2%
VKH
55
Virtu KCG Holdings
New York
$318K 50,063 +50,063 New
WKWM
56
Walter & Keenan Wealth Management
Indiana
$314K 49,500 -4,000 -7%
Stifel Financial
57
Stifel Financial
Missouri
$299K 47,035 -3,593 -7%
BFA
58
Benedict Financial Advisors
Georgia
$291K 45,899 +4,265 +10%
OC
59
Oarsman Capital
Wisconsin
$286K 45,050 -2,700 -6%
DC
60
Davenport & Co
Virginia
$282K 44,350 -300 -0.7%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$279K 43,760 -2,215 -5%
SG Americas Securities
62
SG Americas Securities
New York
$277K 43,600 +43,600 New
JFA
63
JNBA Financial Advisors
Minnesota
$261K 41,079 – –
JC
64
JBF Capital
Colorado
$254K 40,000 – –
M&T Bank
65
M&T Bank
New York
$243K 38,250 -3,500 -8%
Koshinski Asset Management
66
Koshinski Asset Management
Illinois
$229K 35,996 -5,811 -14%
CAN
67
Cetera Advisor Networks
California
$220K 34,942 -2,465 -7%
IA
68
IFP Advisors
Florida
$207K 32,671 +32,671 New
SMC
69
Smith, Moore & Co
Missouri
$204K 32,198 +2,260 +8%
BC
70
Bartlett & Co
Ohio
$196K 30,800 +4,700 +18%
FHB
71
First Hawaiian Bank
Hawaii
$184K 29,033 – –
HPWM
72
Highland Private Wealth Management
Washington
$181K 28,600 +28,600 New
FCCM
73
First City Capital Management
Georgia
$170K 26,775 +26,775 New
NMC
74
Nine Masts Capital
Hong Kong
$157K 24,714 +24,714 New
IAMOG
75
Investors Asset Management of Georgia
Georgia
$152K 23,999 – –
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3
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