SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

129 hedge funds and large institutions have $197M invested in Saba Capital Income & Opportunities Fund II in 2016 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 42 increasing their positions, 31 reducing their positions, and 17 closing their positions.

Holders
129
Holders Change
+2
Holders Change %
+1.57%
% of All Funds
3.23%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.15%
New
21
Increased
42
Reduced
31
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$12.4M
2
LCM
2
Landscape Capital Management
New Jersey
$4.84M
3
CFP
3
Cornerstone Financial Partners
North Carolina
$9.36M
4
LCM
4
Laurion Capital Management
New York
$2.43M
5
JFA
5
JNBA Financial Advisors
Minnesota
$2.24M

Top Sellers

1
Barclays
1
Barclays
United Kingdom
$0
2
UBS Group
2
UBS Group
Switzerland
$956K
3
BFM
3
Boston Financial Management
Massachusetts
$0
4
FIMG
4
Financial & Investment Management Group
Michigan
$4.71M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$6.91M
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$2.06M 318,065 +36,884 +13%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.83M 282,667 +7,167 +3%
DA
28
Doliver Advisors
Texas
$1.73M 267,607 +80,089 +43%
AssetMark Inc
29
AssetMark Inc
California
$1.59M 244,714 -99,638 -29%
LPL Financial
30
LPL Financial
California
$1.43M 220,595 -25,036 -10%
EHC
31
Everett Harris & Co
California
$1.36M 209,326 -14,132 -6%
Fiera Capital (Canada)
32
Fiera Capital (Canada)
Quebec, Canada
$1.29M 198,832 +167,606 +537%
SC
33
Scotia Capital
Ontario, Canada
$1.26M 195,000 +5,000 +3%
TFF
34
The Family Firm
Maryland
$1.21M 186,926 -360 -0.2%
AWA
35
Arete Wealth Advisors
Illinois
$1.13M 173,653 +3,828 +2%
GS
36
Girard Securities
California
$1.12M 173,347 +35,858 +26%
PPA
37
Parametric Portfolio Associates
Washington
$1.12M 172,986 – –
UBS Group
38
UBS Group
Switzerland
$956K 147,422 -242,918 -62%
BCI
39
Brinker Capital Investments
Pennsylvania
$949K 146,395 -25,000 -15%
ECM
40
Elgethun Capital Management
South Dakota
$904K 139,534 +139,534 New
GIP
41
Greatmark Investment Partners
Georgia
$867K 133,775 -2,600 -2%
HFS
42
HL Financial Services
Kentucky
$857K 132,207 +9,205 +7%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$828K 127,980 +33,970 +36%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$718K 110,783 -7,296 -6%
TW
45
Transform Wealth
Colorado
$702K 108,400 +21,000 +24%
AG
46
Advisor Group
Arizona
$661K 102,170 +31,472 +45%
MC
47
Matisse Capital
Oregon
$629K 97,132 +97,132 New
OFG
48
OTA Financial Group
New York
$625K 96,483 +96,483 New
RPA
49
Rock Point Advisors
Vermont
$567K 87,511 – –
MHIC
50
Marble Harbor Investment Counsel
Massachusetts
$540K 83,390 – –
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