SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

130 hedge funds and large institutions have $170M invested in Saba Capital Income & Opportunities Fund II in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 11 closing their positions.

Holders
130
Holders Change
+8
Holders Change %
+6.56%
% of All Funds
3.41%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
20
Increased
32
Reduced
41
Closed
11
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
-$6K

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$25.4M
2
LPL Financial
2
LPL Financial
California
$6.7M
3
PHS
3
Pekin Hardy Strauss
Illinois
$3.96M
4
AssetMark Inc
4
AssetMark Inc
California
$3.57M
5
1CP
5
1607 Capital Partners
Virginia
$3.15M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$91K
2
NHFG
2
New Harbor Financial Group
Massachusetts
$2.14M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.12M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$5.17M
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.78M 279,881 +73,717 +36%
CFP
27
Cornerstone Financial Partners
North Carolina
$1.67M 263,376 +263,376 New
EIM
28
Emerson Investment Management
Massachusetts
$1.65M 259,786 -16,883 -6%
RJA
29
Raymond James & Associates
Florida
$1.53M 240,220 +2,230 +0.9%
Ameriprise
30
Ameriprise
Minnesota
$1.37M 216,254 +5,887 +3%
SC
31
Scotia Capital
Ontario, Canada
$1.21M 199,500 – –
BCI
32
Brinker Capital Investments
Pennsylvania
$1.16M 183,051 +173,227 +1,763%
PPA
33
Parametric Portfolio Associates
Washington
$1.1M 172,986 – –
FIMG
34
Financial & Investment Management Group
Michigan
$1.02M 161,151 +131,706 +447%
WAM
35
Weiss Asset Management
Massachusetts
$863K 135,914 +135,914 New
GIP
36
Greatmark Investment Partners
Georgia
$862K 135,825 -5,750 -4%
TFF
37
The Family Firm
Maryland
$861K 135,629 +10,937 +9%
HFS
38
HL Financial Services
Kentucky
$768K 120,903 +500 +0.4%
CS
39
Credit Suisse
Switzerland
$741K 116,765 +44,418 +61%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$708K 111,262 +20,759 +23%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$685K 107,937 -2,924 -3%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$633K 99,659 +55,196 +124%
NCM
43
Newgate Capital Management
Connecticut
$545K 86,159 +41,600 +93%
RPA
44
Rock Point Advisors
Vermont
$535K 84,271 -35,350 -30%
ADBIC
45
A.D. Beadell Investment Counsel
Wisconsin
$460K 72,500 -6,000 -8%
PHIMC
46
Private Harbour Investment Management & Counsel
Ohio
$445K 69,992 -15,000 -18%
Cohen & Steers
47
Cohen & Steers
New York
$429K 67,615 – –
SPC
48
Sigma Planning Corp
Michigan
$409K 64,350 -979 -1%
Squarepoint
49
Squarepoint
New York
$409K 64,400 +64,400 New
SRC
50
Shufro Rose & Co
New York
$397K 62,575 – –
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