SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

122 hedge funds and large institutions have $134M invested in Saba Capital Income & Opportunities Fund II in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 10 closing their positions.

Holders
122
Holders Change
-3
Holders Change %
-2.4%
% of All Funds
3.41%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
9
Increased
28
Reduced
39
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PMG
1
Private Management Group
California
$10.5M
2
DA
2
Doliver Advisors
Texas
$2.49M
3
RCM
3
Rivernorth Capital Management
Florida
$19.6M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$3.49M
5
UBS Group
5
UBS Group
Switzerland
$2.62M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.04M
2
MFS
2
MSI Financial Services
Massachusetts
$54K
3
GC
3
Guggenheim Capital
Illinois
$3.54M
4
SJIC
4
St. James Investment Company
Texas
$0
5
RJA
5
Raymond James & Associates
Florida
$1.45M
Name Market Value Shares Shares
Change 		Shares
Change %
LCM
26
Landscape Capital Management
New Jersey
$908K 149,024 +2,603 +2%
GIP
27
Greatmark Investment Partners
Georgia
$862K 141,575 – –
TFF
28
The Family Firm
Maryland
$759K 124,692 +54,077 +77%
HFS
29
HL Financial Services
Kentucky
$733K 120,403 +3,413 +3%
RPA
30
Rock Point Advisors
Vermont
$728K 119,621 -5,850 -5%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$675K 110,861 -23,899 -18%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$640K 105,063 -23,122 -18%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$551K 90,503 -1,302 -1%
PHIMC
34
Private Harbour Investment Management & Counsel
Ohio
$518K 84,992 – –
SFS
35
Shaker Financial Services
Virginia
$479K 78,597 +78,597 New
ADBIC
36
A.D. Beadell Investment Counsel
Wisconsin
$478K 78,500 -8,000 -9%
CS
37
Credit Suisse
Switzerland
$441K 72,347 +20,952 +41%
Cohen & Steers
38
Cohen & Steers
New York
$412K 67,615 – –
SPC
39
Sigma Planning Corp
Michigan
$398K 65,329 -182 -0.3%
SRC
40
Shufro Rose & Co
New York
$381K 62,575 -4,000 -6%
GEM
41
Global Endowment Management
North Carolina
$365K 60,000 – –
HL
42
HeadInvest LLC
Maine
$364K 59,750 -22,000 -27%
CRC
43
Curi RMB Capital
Illinois
$357K 58,666 +58,666 New
WKWM
44
Walter & Keenan Wealth Management
Indiana
$326K 53,500 +1,000 +2%
FFA
45
Fragasso Financial Advisors
Pennsylvania
$319K 52,465 -18,894 -26%
Stifel Financial
46
Stifel Financial
Missouri
$308K 50,628 -2,200 -4%
SWP
47
Stratos Wealth Partners
Ohio
$300K 49,335 +15,924 +48%
HCM
48
Hollencrest Capital Management
California
$299K 49,084 +19,375 +65%
Koshinski Asset Management
49
Koshinski Asset Management
Illinois
$294K 41,807 -7,222 -15%
OC
50
Oarsman Capital
Wisconsin
$291K 47,750 +5,000 +12%
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